James J. Owens - 11 Nov 2022 Form 4 Insider Report for FULLER H B CO (FUL)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
15 Nov 2022, 07:57:32 UTC
Prior SEC filing
08 Nov 2022
Next SEC filing
05 Jan 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Timothy J. Keenan, Attorney-in-Fact

Key filing fact

James J. Owens filed Form 4 for FULLER H B CO (FUL) on 15 Nov 2022.

Key facts

  • This page summarizes James J. Owens's Form 4 filing for FULLER H B CO (FUL).
  • 1 reported transaction and 12 derivative rows are listed below.
  • Accepted by SEC: 15 Nov 2022, 07:57.

Change

  • Previous filing in this sequence was filed on 08 Nov 2022.
  • Current net transaction value: -$4,874,963.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FUL transaction

Common Stock

Sale

Transaction value
$4,874,963
Shares
-64,689
Change %
-40%
Price
$75.36
Shares after
99,014
Date
11 Nov 2022
Ownership
Direct
Footnotes
F1
FUL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
367
Date
11 Nov 2022
Ownership
By 401(k) Plan
Footnotes
F2
FUL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
280
Date
11 Nov 2022
Ownership
By Son
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FUL holding Derivative

Employee Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
182,039
Date
11 Nov 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
182,039
Exercise price
$33.38
Footnotes
F4
FUL holding Derivative

Employee Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
112,727
Date
11 Nov 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
112,727
Exercise price
$41.00
Footnotes
F4
FUL holding Derivative

Employee Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
226,403
Date
11 Nov 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
226,403
Exercise price
$45.04
Footnotes
F4
FUL holding Derivative

Employee Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
238,872
Date
11 Nov 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
238,872
Exercise price
$48.35
Footnotes
F5
FUL holding Derivative

Employee Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
151,826
Date
11 Nov 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
151,826
Exercise price
$50.10
Footnotes
F4
FUL holding Derivative

Employee Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
187,889
Date
11 Nov 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
187,889
Exercise price
$51.89
Footnotes
F5
FUL holding Derivative

Employee Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
146,887
Date
11 Nov 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
146,887
Exercise price
$53.57
Footnotes
F4
FUL holding Derivative

Employee Stock Option (Right-to-Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
121,535
Date
11 Nov 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
121,535
Exercise price
$72.94
Footnotes
F5
FUL holding Derivative

Performance Stock Units (CEO)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
8,577
Date
11 Nov 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
8,577
Exercise price
$0.000000
Footnotes
F6, F7, F8
FUL holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
17,774
Date
11 Nov 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
17,774
Exercise price
$0.000000
Footnotes
F9, F10, F11
FUL holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
16,290
Date
11 Nov 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
16,290
Exercise price
$0.000000
Footnotes
F9, F10, F11
FUL holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
28,647
Date
11 Nov 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
28,647
Exercise price
$0.000000
Footnotes
F9, F10, F11
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 11 footnotes

Footnote F1

The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $75.48 to $75.19 The reporting person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

Footnote F2

This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.

Footnote F3

Held jointly by spouse and son.

Footnote F4

This option is 100% vested.

Footnote F5

This option vests in three equal annual installments beginning on the date shown.

Footnote F6

These performance stock units convert into shares of common stock on a 1-for-1 basis.

Footnote F7

These performance stock units vest in three equal annual installments beginning on the date shown only if one or more of the performance measures in the CEO's short-term incentive program measures are met at the threshold level for fiscal 2020 as determined by the Compensation Committee.

Footnote F8

Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.

Footnote F9

These restricted stock units convert into shares of common stock on a 1-for-1 basis.

Footnote F10

These restricted stock units vest in three equal annual installments beginning on the date shown.

Footnote F11

Amount includes restricted stock units acquired pursuant to a dividend equivalent reinvestment feature.

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