James G. Babb III - 13 Apr 2022 Form 4/A - Amendment Insider Report for Bluerock Residential Growth REIT, Inc.

Reporting relationship: Chief Strategy Officer
Issuer ticker: N/A
Reported as of: 13 Apr 2022
Net transaction value: $0
SEC form: 4/A - Amendment
Accepted by SEC: 14 Feb 2023, 20:28:25 UTC
Original report date: 07 Oct 2022
Prior SEC filing: 14 Apr 2022
Next SEC filing: 07 Oct 2022
Source filing: View source filing
Reporting owner signature: /s/ Christopher J. Vohs, Attorney-in-fact

Key filing fact

James G. Babb III filed Form 4/A - Amendment for Bluerock Residential Growth REIT, Inc. on 14 Feb 2023.

Key facts

This page summarizes James G. Babb III's Form 4/A - Amendment filing for Bluerock Residential Growth REIT, Inc..
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 14 Feb 2023, 20:28.

Change

Previous filing in this sequence was filed on 14 Apr 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BRG transaction

Class A Common Stock, Par Value $0.01 per share

Other

Transaction value: $0
Shares: 0
Change %
Price: $24.25
Shares after: 0
Date: 06 Oct 2022
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

James G. Babb III is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 1 footnote

Footnote F1

This Amendment is being filed to eliminate the activity reported on the first line of the Form 4 filed on October 7, 2022. The 11,980 Class A Common Shares had previously been gifted on April 13, 2022, which activity has been reported on Form 5 on February 14, 2023

SEC remarks

This Form 4 reports securities disposed of in connection with the transactions contemplated by the Merger Agreement, a copy of which is filed as Exhibit 2.1 to the Company's Current Report on Form 8-K filed with the SEC on December 21, 2021. Pursuant to the Merger Agreement, at the Effective Time, the Company merged with and into Merger Sub, with Merger Sub surviving, and the separate existence of the Company ceased.