Avista Capital Partners II GP, LLC - 12 May 2023 Form 4 Insider Report for OptiNose, Inc. (OPTN)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
16 May 2023, 21:00:11 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Avista Capital Partners II GP, LLC, By: /s/ Ben Silbert

Key filing fact

Avista Capital Partners II GP, LLC filed Form 4 for OptiNose, Inc. (OPTN) on 16 May 2023.

Key facts

  • This page summarizes Avista Capital Partners II GP, LLC's Form 4 filing for OptiNose, Inc. (OPTN).
  • 4 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 16 May 2023, 21:00.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OPTN transaction

Common Stock

Other

Transaction value
Shares
-10,102,707
Change %
-100%
Price
Shares after
33,667
Date
12 May 2023
Ownership
See footnote
Footnotes
F1, F2
OPTN transaction

Common Stock

Other

Transaction value
Shares
-3,328,648
Change %
-100%
Price
Shares after
0
Date
12 May 2023
Ownership
See footnote
Footnotes
F1, F3
OPTN transaction

Common Stock

Other

Transaction value
Shares
-807,995
Change %
-100%
Price
Shares after
0
Date
12 May 2023
Ownership
See footnote
Footnotes
F1, F4
OPTN transaction

Common Stock

Other

Transaction value
Shares
+48,370
Change %
Price
Shares after
48,370
Date
12 May 2023
Ownership
See footnote
Footnotes
F1, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Avista Capital Partners II GP, LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 5 footnotes

Footnote F1

Represents a pro rata in-kind distribution of shares of Common Stock of the Issuer to partners for no consideration and includes subsequent distributions by the general partner to its members.

Footnote F2

Represents shares of the Issuer held by Avista Capital Partners II, L.P. ("ACP II"). Avista Capital Partners II GP, LLC ("ACP II GP") is the general partner of ACP II. By virtue of this relationship, ACP II GP may be deemed to share beneficial ownership of the shares of common stock held by ACP II. Each of ACP II GP and ACP II expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.

Footnote F3

Represents shares of the Issuer held by Avista Capital Partners (Offshore) II, L.P. ("ACP Offshore II"). ACP II GP is the general partner of ACP Offshore II. By virtue of this relationship, ACP II GP may be deemed to share beneficial ownership of the shares of common stock held by ACP Offshore II. Each of ACP II GP and ACP Offshore II expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.

Footnote F4

Represents shares of the Issuer held by Avista Capital Partners (Offshore) II-A, L.P. ("ACP Offshore II-A"). ACP II GP is the general partner of ACP Offshore II-A. By virtue of this relationship, ACP II GP may be deemed to share beneficial ownership of the shares of common stock held by ACP Offshore II-A. Each of ACP II GP and ACP Offshore II-A expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.

Footnote F5

Represents shares off the Issuer received by ACP II GP in the pro rata in-kind distribution referred to in footnote 1 above. ACP II GP expressly disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest therein.

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