Pamela G. Marrone - 12 Jul 2022 Form 4 Insider Report for MARRONE BIO INNOVATIONS INC

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
14 Jul 2022, 20:46:37 UTC
Prior SEC filing
07 Jul 2022
Next SEC filing
29 Jul 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Linda V. Moore, as attorney-in-fact

Key filing fact

Pamela G. Marrone filed Form 4 for MARRONE BIO INNOVATIONS INC on 14 Jul 2022.

Key facts

  • This page summarizes Pamela G. Marrone's Form 4 filing for MARRONE BIO INNOVATIONS INC.
  • 11 reported transactions and 8 derivative rows are listed below.
  • Accepted by SEC: 14 Jul 2022, 20:46.

Change

  • Previous filing in this sequence was filed on 07 Jul 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MBII transaction

Common Stock

Award

Transaction value
Shares
+195,007
Change %
+8.9%
Price
Shares after
2,394,141
Date
12 Jul 2022
Ownership
Direct
Footnotes
F1, F2
MBII transaction

Common Stock

Disposed to Issuer

Transaction value
Shares
-2,394,141
Change %
-100%
Price
Shares after
0
Date
12 Jul 2022
Ownership
Direct
Footnotes
F3
MBII transaction

Common Stock

Disposed to Issuer

Transaction value
Shares
-6,442
Change %
-100%
Price
Shares after
0
Date
12 Jul 2022
Ownership
Held by Florence H. Marrone TOD Pamela G Marrone
Footnotes
F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MBII transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-195,007
Change %
-100%
Price
$0.000000*
Shares after
0
Date
12 Jul 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
195,007
Exercise price
Footnotes
F5, F6, F7
MBII transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
Shares
-157,500
Change %
-100%
Price
Shares after
0
Date
12 Jul 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
157,500
Exercise price
$0.8000
Footnotes
F8
MBII transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
Shares
-500,000
Change %
-100%
Price
Shares after
0
Date
12 Jul 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
500,000
Exercise price
$1.44
Footnotes
F9
MBII transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
Shares
-560,000
Change %
-100%
Price
Shares after
0
Date
12 Jul 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
560,000
Exercise price
$1.65
Footnotes
F10
MBII transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
Shares
-1,911
Change %
-100%
Price
Shares after
0
Date
12 Jul 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,911
Exercise price
$12.00
Footnotes
F11
MBII transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
Shares
-63,725
Change %
-100%
Price
Shares after
0
Date
12 Jul 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
63,725
Exercise price
$12.08
Footnotes
F11, F12
MBII transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
Shares
-482
Change %
-100%
Price
Shares after
0
Date
12 Jul 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
482
Exercise price
$16.77
Footnotes
F12, F13
MBII transaction Derivative

Stock Option (Right to Buy)

Disposed to Issuer

Transaction value
Shares
-84,000
Change %
-100%
Price
Shares after
0
Date
12 Jul 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
84,000
Exercise price
$18.01
Footnotes
F14
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Pamela G. Marrone is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 14 footnotes

Footnote F1

Any unvested restricted stock units became vested and all restricted stock units were delivered to the Reporting Person, pursuant to the grant terms, immediately prior to the change of control transaction (the "Merger") contemplated by the Agreement and Plan of Merger, dated as of March 16, 2022, by and between Bioceres Crop Solutions Corp., BCS Merger Sub, Inc., and Issuer (the "Merger Agreement").

Footnote F2

The settlement of restricted stock units is being reported as one award; however, a number of awards of restricted stock units, as reported in prior Forms 4, are being settled. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, upon request, details of the awards previously granted and settled as set forth in this footnote to this Form 4.

Footnote F3

Disposed of pursuant to the Merger Agreement in exchange for 210,684 Ordinary Shares of BIOX having a market value of $9.44 per share on the effective date of the Merger.

Footnote F4

Disposed of pursuant to the Merger Agreement in exchange for 566 Ordinary Shares of BIOX having a market value of $9.44 per share on the effective date of the Merger.

Footnote F5

The settlement of restricted stock units is being reported as one award; however, a number of awards of restricted stock units, as reported in prior Forms 4, are being settled. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, upon request, details of the awards previously granted and settled as set forth in this footnote to this Form 4.

Footnote F6

Each restricted stock unit represented a contingent right to receive one share of Marrone Bio Innovations, Inc. common stock.

Footnote F7

Any unvested restricted stock units vested completely immediately prior to the Merger, and the underlying shares were delivered to the Reporting Person immediately prior to the Merger in accordance with the terms of the grants.

Footnote F8

This option, which provided for vesting in equal monthly installments over three years, beginning on March 7, 2022, was cancelled in the Merger in exchange for 3,870 Ordinary Shares of BIOX having a market value of $9.44 per share on the effective date of the Merger.

Footnote F9

This option, which provided for vesting in equal monthly installments over 48 months at the rate of 1/48th after the vesting commencement date of July 16, 2019, was assumed by BIOX in the Merger and replaced with an option to purchase 44,000 Ordinary Shares of BIOX for $16.36 per share.

Footnote F10

This option, which provided for vesting over a period of four years, with 1/4th of the shares subject to the option vesting twelve months after the vesting commencement date of May 3, 2018, and the remaining shares vesting in equal monthly installments over the remaining 36 months at the rate of 1/48th, was assumed by BIOX in the Merger and replaced with an option to purchase 49,280 Ordinary Shares of BIOX for $18.75 per share.

Footnote F11

This option, which provided for vesting over a period of four years, with 1/4th of the shares subject to the option vesting twelve months after the vesting commencement date of August 1, 2013, and the remaining shares vesting in equal monthly installments over the remaining 36 months at the rate of 1/48th, was assumed by BIOX in the Merger and replaced with an option to purchase 168 Ordinary Shares of BIOX for $136.36 per share.

Footnote F12

This option, which provided for vesting with respect to 1/4th of the total shares subject to the option on October 29, 2013, and 1/48th of the total shares subject to the option monthly thereafter for 36 months, was assumed by BIOX in the Merger and replaced with an option to purchase 5,607 Ordinary Shares of BIOX for $137.31 per share.

Footnote F13

This option, which provided for vesting over a period of four years, with 1/4th of the shares subject to the option vesting twelve months after the vesting commencement date of November 6, 2013, and the remaining shares vesting in equal monthly installments over the remaining 36 months at the rate of 1/48th, was assumed by BIOX in the Merger and replaced with an option to purchase 42 Ordinary Shares of BIOX for $190.57 per share.

Footnote F14

This option, which provided for vesting over a period of four years with 1/4th of the shares subject to the option vesting twelve months after the vesting commencement date of September 27, 2013, and the remaining shares vesting in equal monthly installments over the remaining 36 months at the rate of 1/48th, was assumed by BIOX in the Merger and replaced with an option to purchase 7,392 Ordinary Shares of BIOX for $204.66 per share.

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