Suping (sue) Cheung - 07 Feb 2022 Form 4/A - Amendment Insider Report for MARRONE BIO INNOVATIONS INC

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4/A - Amendment
Accepted by SEC
18 Mar 2022, 17:32:46 UTC
Original report date
09 Feb 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Linda V. Moore, as attorney-in-fact

Key filing fact

Suping (sue) Cheung filed Form 4/A - Amendment for MARRONE BIO INNOVATIONS INC on 18 Mar 2022.

Key facts

  • This page summarizes Suping (sue) Cheung's Form 4/A - Amendment filing for MARRONE BIO INNOVATIONS INC.
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 18 Mar 2022, 17:32.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: +$41,127.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MBII transaction

Common Stock

Award

Transaction value
$41,127
Shares
+65,064
Change %
Price
$0.6321
Shares after
65,064
Date
07 Feb 2022
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MBII transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+185,555
Change %
Price
$0.000000
Shares after
185,555
Date
07 Feb 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
185,555
Exercise price
$0.6321
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Suping (sue) Cheung is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

On February 7, the reporting person was granted 65,064 restricted stock units, which represent a contingent right to receive one share of Issuer's common stock. The restricted stock units vest pursuant to the Vesting Schedule (as defined in footnote (2)) and are delivered to the reporting person upon vesting.

Footnote F2

The awards vest in equal monthly installments over three years, subject to the recipient's continued employment by the Issuer through the applicable vesting date, provided that, in lieu of the terms of any change in control agreement in place between the Issuer and the reporting person, in the event that the reporting person resigns for Good Reason (as defined in the recipient's change in control agreement) or is terminated without Cause (as defined in recipient's change in control agreement) within twelve months of a Change in Control (as defined in recipient's change in control agreement), 50% of the unvested portion of the awards will become immediately vested (the "Vesting Schedule").

Footnote F3

The original Form 4, filed on February 9, 2022, is being amended by this Form 4 amendment solely to correct an administrative error, which misstated the expiration date as February 6, 2025.

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