Key facts
- This page summarizes George Apostolou's Form 4 filing for BayFirst Financial Corp. (BAFN).
- 2 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 19 Dec 2022, 13:57.
George Apostolou - 12 Dec 2022 Form 4 Insider Report for BayFirst Financial Corp. (BAFN)
- Reporting relationship
- Director
- Issuer ticker
- BAFN
- Reported as of
- 12 Dec 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 19 Dec 2022, 13:57:42 UTC
- Prior SEC filing
- 28 Jan 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Barbara Felts, Attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
George Apostolou filed Form 4 for BayFirst Financial Corp. (BAFN) on 19 Dec 2022.
Change
- Previous filing in this sequence was filed on 28 Jan 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BAFN
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 87,169
- Date
- 12 Dec 2022
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BAFN
transaction
Derivative
Option (Right to Buy)
Expiration of short derivative position
- Transaction value
- $0
- Shares
- -2,500
- Change %
- -67%
- Price
- $0.000000
- Shares after
- 1,250
- Date
- 12 Dec 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,500
- Exercise price
- $14.67
- Footnotes
- F2, F4, F5
BAFN
transaction
Derivative
Option (Right to Buy)
Expiration of short derivative position
- Transaction value
- $0
- Shares
- -1,300
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 2,600
- Date
- 12 Dec 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,300
- Exercise price
- $15.67
- Footnotes
- F2, F4, F6
BAFN
holding
Derivative
Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,400
- Date
- 12 Dec 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 5,400
- Exercise price
- $17.33
- Footnotes
- F1, F2
BAFN
holding
Derivative
Option (Right to Buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,900
- Date
- 12 Dec 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,900
- Exercise price
- $14.67
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
George Apostolou is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 6 footnotes
Footnote F1
These options vested in three equal annual installments beginning one year after the 6/12/2018 date of grant.
Footnote F2
Options are exercisable for 12 months after resignation date of December 12, 2022.
Footnote F3
These options vested in three equal annual installments beginning one year after the 3/15/2019 date of grant.
Footnote F4
Non-vested options were forfeited with resignation from Board of Directors. Vested options may be exercised for 12 months from resignation date.
Footnote F5
These options vested in three equal annual installments beginning one year after the 1/14/2021 date of grant.
Footnote F6
These options vested in three equal annual installments beginning one year after the 1/15/2020 date of grant.