Key facts
- This page summarizes Tricia L. Fulton's Form 4 filing for HELIOS TECHNOLOGIES, INC. (HLIO).
- 6 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 02 Mar 2023, 14:28.
Tricia L. Fulton - 28 Feb 2023 Form 4 Insider Report for HELIOS TECHNOLOGIES, INC. (HLIO)
- Reporting relationship
- EVP, Chief Financial Officer
- Issuer ticker
- HLIO
- Reported as of
- 28 Feb 2023
- Net transaction value
- -$305,018
- SEC form
- 4
- Accepted by SEC
- 02 Mar 2023, 14:28:09 UTC
- Prior SEC filing
- 31 Jan 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Marc Greenberg, Attorney-in-Fact for Tricia L. Fulton
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Tricia L. Fulton filed Form 4 for HELIOS TECHNOLOGIES, INC. (HLIO) on 02 Mar 2023.
Change
- Previous filing in this sequence was filed on 31 Jan 2023.
- Current net transaction value: -$305,018.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HLIO
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +12,894
- Change %
- +23%
- Price
- $0.000000
- Shares after
- 67,877
- Date
- 28 Feb 2023
- Ownership
- Direct
- Footnotes
- F1
HLIO
transaction
Common Stock
Tax liability
- Transaction value
- $276,229
- Shares
- -5,074
- Change %
- -7.5%
- Price
- $54.44
- Shares after
- 62,803
- Date
- 28 Feb 2023
- Ownership
- Direct
- Footnotes
- F2
HLIO
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +1,080
- Change %
- +1.7%
- Price
- $0.000000
- Shares after
- 63,883
- Date
- 28 Feb 2023
- Ownership
- Direct
HLIO
transaction
Common Stock
Tax liability
- Transaction value
- $28,790
- Shares
- -425
- Change %
- -0.67%
- Price
- $67.74
- Shares after
- 63,458
- Date
- 28 Feb 2023
- Ownership
- Direct
- Footnotes
- F3
HLIO
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,755
- Date
- 28 Feb 2023
- Ownership
- By 401(k) Plan Trust
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HLIO
transaction
Derivative
Performance-Based Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -12,894
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 28 Feb 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 12,894
- Exercise price
- Footnotes
- F1
HLIO
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -1,080
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 28 Feb 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,080
- Exercise price
- Footnotes
- F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Acquired performance-based restricted stock units granted to the Reporting Person on February 28, 2020, as determined by the performance period beginning on the first day of the Company's 2020 fiscal year and ending on the last day of the Company's 2022 fiscal year, following subsequent financial approval of the payout percentage for the grant based on performance criteria. The payout percentage for the grant based on performance goals was 199%.
Footnote F2
No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. Withholding of shares to cover taxes on the vesting was calculated pursuant to performance criteria for period ending on the last day of December 31, 2022.
Footnote F3
No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units.
Footnote F4
Each RSU represents the right to receive, following vesting, one share of Common Stock.
Footnote F5
Unless earlier forfeited under the terms of the RSU, 33-1/3% of the awards vest and convert into Common Stock on each anniversary of the grant date.