Kevin Barr - 28 Feb 2020 Form 4 Insider Report for SEI INVESTMENTS CO (SEIC)

Reporting relationship
Executive Vice President
Issuer ticker
SEIC
Reported as of
28 Feb 2020
Net transaction value
+$1,007,900
Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
12 Dec 2022, 16:10:16 UTC
Next SEC filing
02 Dec 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Kevin P. Barr by Michael N. Peterson, attorney in fact

Key filing fact

Kevin Barr filed Form 4 for SEI INVESTMENTS CO (SEIC) on 12 Dec 2022.

Key facts

  • This page summarizes Kevin Barr's Form 4 filing for SEI INVESTMENTS CO (SEIC).
  • 5 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 12 Dec 2022, 16:10.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: +$1,007,900.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SEIC transaction

Common Stock

Options Exercise

Transaction value
$954,400
Shares
+40,000
Change %
+28%
Price
$23.86
Shares after
184,741
Date
28 Feb 2020
Ownership
Direct
SEIC transaction

Common Stock

Sale

Transaction value
$620,000
Shares
-10,000
Change %
-5.4%
Price
$62.00
Shares after
174,741
Date
06 Dec 2022
Ownership
Direct
SEIC transaction

Common Stock

Options Exercise

Transaction value
$673,500
Shares
+30,000
Change %
+17%
Price
$22.45
Shares after
204,741
Date
09 Dec 2022
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SEIC transaction Derivative

Option to Purchase Common Stock

Options Exercise

Transaction value
Shares
+40,000
Change %
Price
Shares after
0
Date
28 Feb 2020
Ownership
Direct
Underlying class
Common Stock
Underlying amount
40,000
Exercise price
$23.86
Footnotes
F1, F2
SEIC transaction Derivative

Option to Purchase Common Stock

Options Exercise

Transaction value
Shares
+30,000
Change %
Price
Shares after
0
Date
09 Dec 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
30,000
Exercise price
$22.45
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Fifty percent vested on 2/28/14 and remainder on 12/31/2017.

Footnote F2

Received as employment compensation.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .