David C. Tedesco - 12 May 2021 Form 4 Insider Report for Global Water Resources, Inc. (GWRS)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
14 May 2021, 21:24:51 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Joanne Ellsworth, attorney-in-fact

Key filing fact

David C. Tedesco filed Form 4 for Global Water Resources, Inc. (GWRS) on 14 May 2021.

Key facts

  • This page summarizes David C. Tedesco's Form 4 filing for Global Water Resources, Inc. (GWRS).
  • 7 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 14 May 2021, 21:24.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: -$973,268.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GWRS transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+51,579
Change %
+103%
Price
$0.000000
Shares after
101,579
Date
14 May 2021
Ownership
Direct
GWRS transaction

Common Stock

Disposed to Issuer

Transaction value
$868,590
Shares
-51,579
Change %
-51%
Price
$16.84
Shares after
50,000
Date
14 May 2021
Ownership
Direct
GWRS transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+6,216
Change %
+12%
Price
$0.000000
Shares after
56,216
Date
14 May 2021
Ownership
Direct
GWRS transaction

Common Stock

Disposed to Issuer

Transaction value
$104,677
Shares
-6,216
Change %
-11%
Price
$16.84
Shares after
50,000
Date
14 May 2021
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GWRS transaction Derivative

Deferred Phantom Unit

Options Exercise

Transaction value
$0
Shares
-51,579
Change %
-100%
Price
$0.000000*
Shares after
0
Date
14 May 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
51,579
Exercise price
Footnotes
F1, F2, F3
GWRS transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+728
Change %
+13%
Price
$0.000000
Shares after
6,216
Date
12 May 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
728
Exercise price
Footnotes
F4, F5
GWRS transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-6,216
Change %
-100%
Price
$0.000000*
Shares after
0
Date
14 May 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
6,216
Exercise price
Footnotes
F2, F4, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Each phantom stock unit ("PSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Footnote F2

The reporting person ceased to be a director of the Company effective May 6, 2021.

Footnote F3

The DPUs are fully vested upon grant. In addition, the DPUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company and do not have a set expiration date.

Footnote F4

Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").

Footnote F5

The RSUs are fully vested upon grant. In addition, the RSUs are only permitted to be redeemed upon the reporting person ceasing to be a director of the Company. Redemption requirements are detailed withinthe Omnibus plans incorporated by reference within our latest filed 10-K.

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