Key facts
- This page summarizes Francis Wlodarczyk's Form 4 filing for ROCKWELL AUTOMATION, INC (ROK).
- 4 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 13 Dec 2022, 17:21.
Francis Wlodarczyk - 10 Dec 2022 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)
- Reporting relationship
- SVP
- Issuer ticker
- ROK
- Reported as of
- 10 Dec 2022
- Net transaction value
- -$51,987
- SEC form
- 4
- Accepted by SEC
- 13 Dec 2022, 17:21:50 UTC
- Prior SEC filing
- 08 Dec 2022
- Next SEC filing
- 01 May 2024
- Source filing
- View source filing
- Reporting owner signature
- Danielle White, Attorney-in-fact for Francis S. Wlodarczyk
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Francis Wlodarczyk filed Form 4 for ROCKWELL AUTOMATION, INC (ROK) on 13 Dec 2022.
Change
- Previous filing in this sequence was filed on 08 Dec 2022.
- Current net transaction value: -$51,987.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ROK
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +447
- Change %
- +4.2%
- Price
- $0.000000
- Shares after
- 11,145
- Date
- 10 Dec 2022
- Ownership
- Direct
ROK
transaction
Common Stock
Sale
- Transaction value
- $49,396
- Shares
- -191
- Change %
- -1.7%
- Price
- $258.62
- Shares after
- 10,954
- Date
- 12 Dec 2022
- Ownership
- Direct
- Footnotes
- F1, F2
ROK
transaction
Common Stock
Sale
- Transaction value
- $2,592
- Shares
- -10
- Change %
- -0.09%
- Price
- $259.16
- Shares after
- 10,944
- Date
- 12 Dec 2022
- Ownership
- Direct
- Footnotes
- F1
ROK
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,241
- Date
- 10 Dec 2022
- Ownership
- By savings plan
- Footnotes
- F3, F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ROK
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -447
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 447
- Date
- 10 Dec 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 447
- Exercise price
- Footnotes
- F5, F6
ROK
holding
Derivative
Common Stock Share Equivalents
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 51
- Date
- 10 Dec 2022
- Ownership
- Nonqualified savings plan
- Underlying class
- Common Stock
- Underlying amount
- 51
- Exercise price
- Footnotes
- F7, F8, F9
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 9 footnotes
Footnote F1
Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2022 to cover taxes due on restricted stock units that vested on 12/10/2022.
Footnote F2
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $258.16 to $259.1550. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Footnote F3
Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2022.
Footnote F4
Includes shares held under the Company Savings Plan by the reporting person's spouse.
Footnote F5
Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
Footnote F6
The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
Footnote F7
Each unit is the economic equivalent of one share of Company common stock.
Footnote F8
The share equivalents are payable in cash upon retirement or after termination of employment.
Footnote F9
Includes share equivalents represented by Company stock fund units acquired under the Company's Nonqualified Savings Plan since the date last reported for this person based on information provided by the Plan Administrator as of 11/1/2022. The number of stock fund units represented by the balance of the participant's Company stock fund may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.