Key facts
- This page summarizes Donohue Michael T.'s Form 4 filing for Hamilton Lane INC (HLNE).
- 2 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 17 Apr 2023, 16:12.
Donohue Michael T. - 14 Apr 2023 Form 4 Insider Report for Hamilton Lane INC (HLNE)
- Reporting relationship
- Managing Director & Controller, 10%+ Owner
- Issuer ticker
- HLNE
- Reported as of
- 14 Apr 2023
- Net transaction value
- +$5,219
- SEC form
- 4
- Accepted by SEC
- 17 Apr 2023, 16:12:52 UTC
- Prior SEC filing
- 16 Mar 2023
- Next SEC filing
- 20 Oct 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Lauren Platko, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Donohue Michael T. filed Form 4 for Hamilton Lane INC (HLNE) on 17 Apr 2023.
Change
- Previous filing in this sequence was filed on 16 Mar 2023.
- Current net transaction value: +$5,219.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HLNE
transaction
Class A Common Stock
Award
- Transaction value
- $5,219
- Shares
- +83
- Change %
- +0.26%
- Price
- $62.88
- Shares after
- 32,154
- Date
- 31 Mar 2023
- Ownership
- Direct
- Footnotes
- F1
HLNE
transaction
Class A Common Stock
Disposed to Issuer
- Transaction value
- $0
- Shares
- -2,809
- Change %
- -8.7%
- Price
- $0.000000
- Shares after
- 29,345
- Date
- 14 Apr 2023
- Ownership
- Direct
- Footnotes
- F2
HLNE
holding
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 26,819
- Date
- 14 Apr 2023
- Ownership
- Direct
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HLNE
holding
Derivative
Class B Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 26,819
- Date
- 14 Apr 2023
- Ownership
- See footnote
- Underlying class
- Class A Common Stock
- Underlying amount
- 26,819
- Exercise price
- Footnotes
- F4, F5
HLNE
holding
Derivative
Class C Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,204
- Date
- 14 Apr 2023
- Ownership
- See footnote
- Underlying class
- Class A Common Stock
- Underlying amount
- 3,204
- Exercise price
- Footnotes
- F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Donohue Michael T. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 5 footnotes
Footnote F1
These shares were acquired pursuant to the Issuer's Employee Share Purchase Plan in a transaction that was exempt under Rule 16b-3(d).
Footnote F2
Represents unvested shares under prior equity awards that were forfeited to the Issuer, pursuant to the Issuer's Amended & Restated 2017 Equity Incentive Plan, upon the reporting person's termination of employment.
Footnote F3
The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote.
Footnote F4
Pursuant to an Exchange Agreement entered into in connection with a reorganization incident to the Issuer's initial public offering (the "Exchange Agreement"), the Class B Units and Class C Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date.
Footnote F5
Held on behalf of the reporting person by HL Management Investors, LLC.
SEC remarks
In addition to serving as an officer of the Issuer, the reporting person is a member of a group that beneficially owns more than 10% of the Issuer's Class A common stock.