Francis Knuettel II - 18 Jun 2021 Form 4 Insider Report for Unrivaled Brands, Inc.

Reporting relationship: CEO and President, Director
Issuer ticker: N/A
Reported as of: 18 Jun 2021
Net transaction value: $0
SEC form: 4
Accepted by SEC: 12 Jul 2021, 21:18:21 UTC
Prior SEC filing: 12 Jul 2021
Next SEC filing: 06 Jul 2021
Source filing: View source filing
Reporting owner signature: /s/ Francis Knuettel II

Key filing fact

Francis Knuettel II filed Form 4 for Unrivaled Brands, Inc. on 12 Jul 2021.

Key facts

This page summarizes Francis Knuettel II's Form 4 filing for Unrivaled Brands, Inc..
6 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 12 Jul 2021, 21:18.

Change

Previous filing in this sequence was filed on 12 Jul 2021.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

UNRV transaction

Common Stock

Award

Transaction value
Shares: +423,456
Change %
Price
Shares after: 423,456
Date: 01 Jul 2021
Ownership: By Trust
Footnotes: F1

UNRV transaction

Common Stock

Award

Transaction value: $0
Shares: +200,000
Change %: +11%
Price: $0.000000
Shares after: 2,050,000
Date: 18 Jun 2021
Ownership: Direct

UNRV transaction

Common Stock

Award

Transaction value: $0
Shares: +400,000
Change %: +20%
Price: $0.000000
Shares after: 2,450,000
Date: 01 Jul 2021
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

UNRV transaction Derivative

Stock Options

Award

Transaction value
Shares: +769,290
Change %
Price
Shares after: 769,290
Date: 01 Jul 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 769,290
Exercise price: $0.1300
Footnotes: F2

UNRV transaction Derivative

Warrant (Right to Buy)

Award

Transaction value
Shares: +192,322
Change %
Price
Shares after: 192,322
Date: 01 Jul 2021
Ownership: By Trust
Underlying class: Common Stock
Underlying amount: 192,322
Exercise price: $0.0100
Footnotes: F3

UNRV transaction Derivative

Warrant (Right to Buy)

Award

Transaction value
Shares: +192,322
Change %
Price
Shares after: 192,322
Date: 01 Jul 2021
Ownership: By Trust
Underlying class: Common Stock
Underlying amount: 192,322
Exercise price: $0.1900
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Represents shares of the Issuer's common stock acquired by the Reporting Person in connection with the Issuer's acquisition of UMBRLA Inc., a Nevada corporation ("UMBRLA"), pursuant to an Agreement and Plan of Merger, dated as of March 2, 2021, pursuant to which a wholly owned subsidiary of the Issuer merged with and into UMBRLA (the "Merger"), with UMBRLA surviving the Merger as a wholly owned subsidiary of the Issuer. At the effective time of the Merger, each share of UMBRLA common stock outstanding and held directly or indirectly by the Reporting Person was converted into the right to receive 1.5386 shares of the Issuer's common stock (the "Exchange Ratio").

Footnote F2

Represents UMBRLA stock options held by the Reporting Person that were assumed by the Issuer in the Merger and converted into options exercisable for shares of the Issuer's common stock, as calculated based on the Exchange Ratio. The exercise price was adjusted to reflect the Exchange Ratio.

Footnote F3

Represents UMBRLA warrants held by the Reporting Person that were assumed by the Issuer in the Merger and converted into warrants exercisable for shares of the Issuer's common stock, as calculated based on the Exchange Ratio. The exercise price was adjusted to reflect the Exchange Ratio.