Elik I. Fooks - 10 Dec 2021 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Reporting relationship: Senior Vice President
Issuer ticker: ROK
Reported as of: 10 Dec 2021
Net transaction value: $0
SEC form: 4
Accepted by SEC: 14 Dec 2021, 15:25:00 UTC
Prior SEC filing: 07 Dec 2021
Source filing: View source filing
Reporting owner signature: Karen A. Balistreri, Attorney-in-fact for Elik I. Fooks

Key filing fact

Elik I. Fooks filed Form 4 for ROCKWELL AUTOMATION, INC (ROK) on 14 Dec 2021.

Key facts

This page summarizes Elik I. Fooks's Form 4 filing for ROCKWELL AUTOMATION, INC (ROK).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 14 Dec 2021, 15:25.

Change

Previous filing in this sequence was filed on 07 Dec 2021.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ROK transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +183
Change %: +3.7%
Price: $0.000000
Shares after: 5,124
Date: 10 Dec 2021
Ownership: Direct

ROK holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,398
Date: 10 Dec 2021
Ownership: By savings plan
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ROK transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -183
Change %: -33%
Price: $0.000000
Shares after: 367
Date: 10 Dec 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 183
Exercise price
Footnotes: F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2021.

Footnote F2

Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

Footnote F3

The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.