Key facts
- This page summarizes William Robert Otten's Form 4 filing for HEALTHEQUITY, INC. (HQY).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 03 Nov 2021, 11:57.
William Robert Otten - 01 Nov 2021 Form 4 Insider Report for HEALTHEQUITY, INC. (HQY)
- Reporting relationship
- Former Executive VP of Sales
- Issuer ticker
- HQY
- Reported as of
- 01 Nov 2021
- Net transaction value
- -$122,877
- SEC form
- 4
- Accepted by SEC
- 03 Nov 2021, 11:57:20 UTC
- Prior SEC filing
- 04 Oct 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/William Robert Otten
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
William Robert Otten filed Form 4 for HEALTHEQUITY, INC. (HQY) on 03 Nov 2021.
Change
- Previous filing in this sequence was filed on 04 Oct 2021.
- Current net transaction value: -$122,877.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HQY
transaction
Common Stock
Sale
- Transaction value
- $122,877
- Shares
- -1,850
- Change %
- -5.7%
- Price
- $66.42
- Shares after
- 30,566
- Date
- 01 Nov 2021
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HQY
holding
Derivative
Stock Option (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 43,000
- Date
- 01 Nov 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 43,000
- Exercise price
- $51.44
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
William Robert Otten is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2021.
Footnote F2
The option is immediately exercisable.