Mangini Siobhan Nolan - 02 Mar 2023 Form 4 Insider Report for NGM BIOPHARMACEUTICALS INC

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
06 Mar 2023, 16:12:06 UTC
Prior SEC filing
01 Jul 2022
Next SEC filing
03 Jan 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Valerie Pierce, Attorney-in-fact

Key filing fact

Mangini Siobhan Nolan filed Form 4 for NGM BIOPHARMACEUTICALS INC on 06 Mar 2023.

Key facts

  • This page summarizes Mangini Siobhan Nolan's Form 4 filing for NGM BIOPHARMACEUTICALS INC.
  • 3 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 06 Mar 2023, 16:12.

Change

  • Previous filing in this sequence was filed on 01 Jul 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NGM transaction

Common Stock

Award

Transaction value
$0
Shares
+76,000
Change %
Price
$0.000000
Shares after
76,000
Date
02 Mar 2023
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NGM transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+228,000
Change %
Price
$0.000000
Shares after
228,000
Date
02 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
228,000
Exercise price
$4.36
Footnotes
F2
NGM transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+200,000
Change %
Price
$0.000000
Shares after
200,000
Date
02 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
200,000
Exercise price
$4.36
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Represents shares of common stock issuable upon the vesting and settlement of restricted stock units ("RSUs"). 1/4th of the RSUs vest on each of January 15, 2024, January 15, 2025, January 15, 2026 and January 15, 2027.

Footnote F2

The shares subject to the stock option vest over a four-year period commencing January 1, 2023, with 1/48th of the shares vesting on a monthly basis.

Footnote F3

1/2 of the shares subject to the stock option vest on the first anniversary of the grant date of March 2, 2023 (the "2023 Grant Date"), and the remaining 1/2 of the shares vest on the second anniversary of the 2023 Grant Date.

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