Lyle Berman - 06 Sep 2023 Form 4 Insider Report for Mill City Ventures III, Ltd (MCVT)

Reporting relationship: Director
Issuer ticker: MCVT
Reported as of: 06 Sep 2023
Net transaction value: +$212,000
SEC form: 4
Accepted by SEC: 08 Sep 2023, 13:04:59 UTC
Prior SEC filing: 29 Aug 2023
Next SEC filing: 01 Feb 2024
Source filing: View source filing
Reporting owner signature: /s/ Lyle Berman

Key filing fact

Lyle Berman filed Form 4 for Mill City Ventures III, Ltd (MCVT) on 08 Sep 2023.

Key facts

This page summarizes Lyle Berman's Form 4 filing for Mill City Ventures III, Ltd (MCVT).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 08 Sep 2023, 13:04.

Change

Previous filing in this sequence was filed on 29 Aug 2023.
Current net transaction value: +$212,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MCVT transaction

Common Stock

Options Exercise

Transaction value: $212,000
Shares: +100,000
Change %: +46%
Price: $2.12
Shares after: 315,556
Date: 06 Sep 2023
Ownership: Direct

MCVT holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 215,556
Date: 06 Sep 2023
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MCVT transaction Derivative

Non-qualified stock options

Options Exercise

Transaction value: $0
Shares: +100,000
Change %
Price: $0.000000^*
Shares after: 0
Date: 06 Sep 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 100,000
Exercise price: $2.12

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

SEC remarks

This filing relates only to the exercise of options to purchase common stock by the reporting person. No shares were sold by the reporting person.

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