Duane Hughes - 01 Jul 2021 Form 4 Insider Report for Workhorse Group Inc. (WKHS)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
06 Jul 2021, 17:07:12 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Duane Hughes

Key filing fact

Duane Hughes filed Form 4 for Workhorse Group Inc. (WKHS) on 06 Jul 2021.

Key facts

  • This page summarizes Duane Hughes's Form 4 filing for Workhorse Group Inc. (WKHS).
  • 1 reported transaction and 3 derivative rows are listed below.
  • Accepted by SEC: 06 Jul 2021, 17:07.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: -$282,568.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

WKHS transaction

Common Stock, $0.001 par value per share

Tax liability

Transaction value
$282,568
Shares
-18,067
Change %
-4.8%
Price
$15.64*
Shares after
361,502
Date
01 Jul 2021
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

WKHS holding Derivative

Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
900,000
Date
01 Jul 2021
Ownership
Direct
Underlying class
Common Stock, $0.001 par value per share
Underlying amount
900,000
Exercise price
$0.9700
WKHS holding Derivative

Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
50,000
Date
01 Jul 2021
Ownership
Direct
Underlying class
Common Stock, $0.001 par value per share
Underlying amount
50,000
Exercise price
$0.9700
WKHS holding Derivative

Stock Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
50,000
Date
01 Jul 2021
Ownership
Direct
Underlying class
Common Stock, $0.001 par value per share
Underlying amount
50,000
Exercise price
$5.28
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Represents shares of common stock relinquished to the Company by the reporting person out of, and to cover estimated tax withholding for, restricted shares previously granted subject to vesting. The stock price reflected in Table I Column 4 was determined based on fair market value as the closing trading price of the Company's common stock on July 1, 2021.

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