Key facts
- This page summarizes Richard Lee Fink's Form 4 filing for Nano Magic Holdings Inc. (NMGX).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 12 Nov 2021, 05:21.
Richard Lee Fink - 10 Nov 2021 Form 4 Insider Report for Nano Magic Holdings Inc. (NMGX)
- Reporting relationship
- Pres, Applied Nanotech, Inc.
- Issuer ticker
- NMGX
- Reported as of
- 10 Nov 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 12 Nov 2021, 05:21:57 UTC
- Prior SEC filing
- 01 Jun 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Richard Lee Fink
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Richard Lee Fink filed Form 4 for Nano Magic Holdings Inc. (NMGX) on 12 Nov 2021.
Change
- Previous filing in this sequence was filed on 01 Jun 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NMGX
transaction
Common Stock
Other
- Transaction value
- Shares
- +8,700
- Change %
- +8.9%
- Price
- Shares after
- 105,999
- Date
- 10 Nov 2021
- Ownership
- Direct
- Footnotes
- F1
NMGX
transaction
Common Stock
Other
- Transaction value
- Shares
- -8,700
- Change %
- -7.6%
- Price
- Shares after
- 105,999
- Date
- 10 Nov 2021
- Ownership
- See Footnote
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NMGX
transaction
Derivative
Warrants
Other
- Transaction value
- Shares
- -3,659
- Change %
- -25%
- Price
- Shares after
- 11,061
- Date
- 10 Nov 2021
- Ownership
- See Footnote
- Underlying class
- Common stock
- Underlying amount
- 3,659
- Exercise price
- $1.50
- Footnotes
- F3, F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Reporting person received an in-kind distribution from PEN Comeback 2, LLC ("Comeback 2"), increasing direct holdings and decreasing indirect holdings. Share of indirect holdings also changed because distribution triggered changed allocations under Comeback 2 operating agreement.
Footnote F2
Total includes shares owned directly and indirectly.
Footnote F3
Warrants are presently exercisable
Footnote F4
Warrants will expire on six different dates: earliest 9/6/2023, and last on 3/26/2024.
Footnote F5
Warrants are all held by Comeback 2. Reporting person's indirect interest was reduced by 25% under terms of Comeback 2 agreement without any action by him. No consideration was paid or received. Column 9 reflects changed indirect warrant ownership as a result of changed allocations under Comeback 2 operating agreement after distribution reflected in Table I. Total in column 9 includes options held directly.