Christopher Edmonds-Waters - 03 May 2022 Form 4 Insider Report for SVB FINANCIAL GROUP

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
05 May 2022, 19:34:33 UTC
Prior SEC filing
04 May 2022
Next SEC filing
31 May 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/Wei Sun, Attorney-in-Fact for Christopher Edmonds-Waters

Key filing fact

Christopher Edmonds-Waters filed Form 4 for SVB FINANCIAL GROUP on 05 May 2022.

Key facts

  • This page summarizes Christopher Edmonds-Waters's Form 4 filing for SVB FINANCIAL GROUP.
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 05 May 2022, 19:34.

Change

  • Previous filing in this sequence was filed on 04 May 2022.
  • Current net transaction value: -$18,967.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SIVB transaction

Common Stock

Options Exercise

Transaction value
Shares
+78
Change %
+3.3%
Price
Shares after
2,419
Date
03 May 2022
Ownership
Direct
Footnotes
F1
SIVB transaction

Common Stock

Tax liability

Transaction value
$18,967
Shares
-37
Change %
-1.5%
Price
$512.62
Shares after
2,382
Date
03 May 2022
Ownership
Direct
Footnotes
F2
SIVB holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,005
Date
03 May 2022
Ownership
By 401(k)/ESOP

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SIVB transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-78
Change %
-22%
Price
$0.000000
Shares after
284
Date
03 May 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
78
Exercise price
Footnotes
F1, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.

Footnote F2

Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.

Footnote F3

Vests 17 share(s) on 05-Nov-2021, 78 share(s) on 03-May-2022, 95 share(s) on 03-May-2023, 95 share(s) on 03-May-2024, 94 share(s) on 03-May-2025.

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