Key facts
- This page summarizes Ole Peter Lorentzen's Form 4 filing for Energy Recovery, Inc. (ERII).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 17 Sep 2021, 16:41.
Ole Peter Lorentzen - 15 Sep 2021 Form 4 Insider Report for Energy Recovery, Inc. (ERII)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- ERII
- Reported as of
- 15 Sep 2021
- Net transaction value
- -$31,215,000
- SEC form
- 4
- Accepted by SEC
- 17 Sep 2021, 16:41:50 UTC
- Prior SEC filing
- 06 Jul 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Ole Peter Lorentzen
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Ole Peter Lorentzen filed Form 4 for Energy Recovery, Inc. (ERII) on 17 Sep 2021.
Change
- Previous filing in this sequence was filed on 06 Jul 2021.
- Current net transaction value: -$31,215,000.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ERII
transaction
Common Stock
Sale
- Transaction value
- $31,215,000
- Shares
- -1,500,000
- Change %
- -23%
- Price
- $20.81
- Shares after
- 5,155,239
- Date
- 15 Sep 2021
- Ownership
- See Note
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Ole Peter Lorentzen is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 1 footnote
Footnote F1
The filing persons of this Form 4 are Ole Peter Lorentzen, who is the controlling shareholder of Ludvig Lorentzen AS, and Sobral AS, a wholly owned subsidiary of Ludvig Lorentzen AS. The sale reported on this Form 4 was made pursuant to a registration statement on Form S-3 (File No. 333-233730). After giving effect to the sale reported on this Form 4, the shares of common stock beneficially owned by Mr. Lorentzen include 4,714,905 shares of common stock held by Sobral AS, no shares held by Ludvig Lorentzen AS, and 440,334 shares of common stock held in other accounts controlled by Mr. Lorentzen. The filing persons disclaim beneficial ownership of the securities reported on this Form 4 except to the extent of their pecuniary interest therein.