Key facts
- This page summarizes Michael D. Malone's Form 4 filing for New Senior Investment Group Inc..
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 23 Sep 2021, 16:15.
Michael D. Malone - 21 Sep 2021 Form 4 Insider Report for New Senior Investment Group Inc.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 21 Sep 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 23 Sep 2021, 16:15:42 UTC
- Prior SEC filing
- 28 May 2021
- Next SEC filing
- 09 May 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Lori B. Marino, Attorney-in-fact for Michael D. Malone
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Michael D. Malone filed Form 4 for New Senior Investment Group Inc. on 23 Sep 2021.
Change
- Previous filing in this sequence was filed on 28 May 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SNR
transaction
Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -68,537
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 21 Sep 2021
- Ownership
- Direct
- Footnotes
- F1
SNR
transaction
Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -15,129
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 21 Sep 2021
- Ownership
- Direct
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Michael D. Malone is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
Pursuant to the Agreement and Plan of Merger, dated as of June 28, 2021 (as amended, supplemented or otherwise modified from time to time, the "Merger Agreement"), by and among New Senior Investment Group Inc., a Delaware corporation ("New Senior"), Ventas, Inc., a Delaware corporation ("Ventas") and Cadence Merger Sub LLC, a Delaware limited liability company and subsidiary of Ventas, each outstanding share of New Senior common stock, par value $0.01 ("Common Stock"), was converted into the right to receive 0.1561 (the "Exchange Ratio") of a newly issued share of Ventas common stock, par value $0.25 per share ("Ventas Common Stock"). Holders of record of Common Stock will receive cash in lieu of fractional shares.
Footnote F2
Pursuant to the Merger Agreement, each outstanding New Senior restricted stock unit award became fully vested and was canceled and converted into the right to receive a number of shares of Ventas Common Stock equal to the product of (a) the Exchange Ratio and (b) the number of shares of Common Stock subject to such restricted stock unit award, less applicable withholding taxes.