James G. Wolf - 10 Feb 2023 Form 4 Insider Report for ENZO BIOCHEM INC (ENZB)

Reporting relationship: 10% owner until 2/13/2023
Issuer ticker: ENZB
Reported as of: 10 Feb 2023
Net transaction value: +$20,408
SEC form: 4
Accepted by SEC: 13 Feb 2023, 20:41:29 UTC
Prior SEC filing: 30 Jan 2023
Source filing: View source filing
Reporting owner signature: James G. Wolf

Key filing fact

James G. Wolf filed Form 4 for ENZO BIOCHEM INC (ENZB) on 13 Feb 2023.

Key facts

This page summarizes James G. Wolf's Form 4 filing for ENZO BIOCHEM INC (ENZB).
7 reported transactions and 5 derivative rows are listed below.
Accepted by SEC: 13 Feb 2023, 20:41.

Change

Previous filing in this sequence was filed on 30 Jan 2023.
Current net transaction value: +$20,408.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ENZ transaction

Common Stock, $0.01 par value

Purchase

Transaction value: $6,450
Shares: +5,000
Change %: +0.12%
Price: $1.29
Shares after: 4,095,000
Date: 10 Feb 2023
Ownership: Direct

ENZ transaction

Common Stock, $0.01 par value

Purchase

Transaction value: $6,425
Shares: +5,000
Change %: +0.12%
Price: $1.28
Shares after: 4,100,000
Date: 13 Feb 2023
Ownership: Direct

ENZ transaction

Common Stock, $0.01 par value

Purchase

Transaction value: $6,450
Shares: +5,000
Change %: +4.5%
Price: $1.29
Shares after: 115,000
Date: 13 Feb 2023
Ownership: See Footnote
Footnotes: F1

ENZ holding

Common Stock, $0.01 par value

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 308,500
Date: 10 Feb 2023
Ownership: See Footnote
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ENZ transaction Derivative

Long Call Option (right to buy)

Sale

Transaction value: $61.56
Shares: -324
Change %: -40%
Price: $0.1900^*
Shares after: 483
Date: 13 Feb 2023
Ownership: Direct
Underlying class: Common Stock, $0.01 par value
Underlying amount: 32,400
Exercise price: $5.00

ENZ transaction Derivative

Short Put Option (obligation to buy)

Sale

Transaction value: $327
Shares: +324
Change %
Price: $1.01
Shares after: 324
Date: 13 Feb 2023
Ownership: Direct
Underlying class: Common Stock, $0.01 par value
Underlying amount: 32,400
Exercise price: $2.50

ENZ transaction Derivative

Short Put Option (obligation to buy)

Sale

Transaction value: $22.5
Shares: -750
Change %: -100%
Price: $0.0300^*
Shares after: 0
Date: 13 Feb 2023
Ownership: Direct
Underlying class: Common Stock, $0.01 par value
Underlying amount: 75,000
Exercise price: $7.50

ENZ transaction Derivative

Short Put Option (obligation to buy)

Sale

Transaction value: $840
Shares: +750
Change %: +53%
Price: $1.12
Shares after: 2,163
Date: 13 Feb 2023
Ownership: Direct
Underlying class: Common Stock, $0.01 par value
Underlying amount: 75,000
Exercise price: $2.50

ENZ holding Derivative

Long Call Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,000
Date: 10 Feb 2023
Ownership: Direct
Underlying class: Common Stock, $0.01 par value
Underlying amount: 100,000
Exercise price: $2.50

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

James G. Wolf is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

The transaction was completed in the name and for the benefit of the Reporting Person's sibling. The Reporting Person maintains a power of attorney granted by the Reporting Person's sibling with respect to these shares, including voting and dispositive power over the shares. The Reporting Person has no pecuniary interest in the shares and disclaims beneficial ownership of the securities held by his sibling. This report will not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Footnote F2

The 308,500 shares owned indirectly by the Reporting Person include 116,000 shares held in qualified retirement accounts in the name, and for the benefit, of the Reporting Person, 22,000 shares held in qualified retirement accounts in the name, and for the benefit, of the Reporting Person's spouse and 170,500 shares owned directly by adult children of the Reporting Person.