Joshua J. Barsetti - 31 Aug 2022 Form 4 Insider Report for AutoWeb, Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
02 Sep 2022, 18:20:58 UTC
Prior SEC filing
07 Feb 2022
Next SEC filing
24 Oct 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Glenn E. Fuller, Attorney-in-Fact

Key filing fact

Joshua J. Barsetti filed Form 4 for AutoWeb, Inc. on 02 Sep 2022.

Key facts

  • This page summarizes Joshua J. Barsetti's Form 4 filing for AutoWeb, Inc..
  • 2 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 02 Sep 2022, 18:20.

Change

  • Previous filing in this sequence was filed on 07 Feb 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AUTO transaction Derivative

Employee Stock Option (Right to Buy)

Other

Transaction value
$0
Shares
-30,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
31 Aug 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
30,000
Exercise price
$3.31
Footnotes
F1
AUTO transaction Derivative

Employee Stock Option (Right to Buy)

Other

Transaction value
$0
Shares
-25,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
31 Aug 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
25,000
Exercise price
$2.79
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Joshua J. Barsetti is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 1 footnote

Footnote F1

Pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated July 24, 2022, by and among the Issuer, Unity AC 1, LLC ("Parent") and Unity AC 2, Inc., a wholly-owned subsidiary of Parent, the Reporting Person's stock options were terminated and cancelled for no consideration as of the Effective Time (as defined in the Merger Agreement).

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