Janet M. Thompson - 31 Aug 2022 Form 4 Insider Report for AutoWeb, Inc.

Reporting relationship: Director
Issuer ticker: N/A
Reported as of: 31 Aug 2022
Net transaction value: -$1,981
SEC form: 4
Accepted by SEC: 02 Sep 2022, 18:17:07 UTC
Prior SEC filing: 17 Jun 2021
Source filing: View source filing
Reporting owner signature: /s/ Glenn E. Fuller, Attorney-in-Fact

Key filing fact

Janet M. Thompson filed Form 4 for AutoWeb, Inc. on 02 Sep 2022.

Key facts

This page summarizes Janet M. Thompson's Form 4 filing for AutoWeb, Inc..
7 reported transactions and 6 derivative rows are listed below.
Accepted by SEC: 02 Sep 2022, 18:17.

Change

Previous filing in this sequence was filed on 17 Jun 2021.
Current net transaction value: -$1,981.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AUTO transaction

Common Stock

Other

Transaction value: $1,981
Shares: -5,080
Change %: -100%
Price: $0.3900
Shares after: 0
Date: 31 Aug 2022
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AUTO transaction Derivative

Stock Options (Right to Buy)

Other

Transaction value: $0
Shares: -10,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 31 Aug 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,000
Exercise price: $14.07
Footnotes: F2

AUTO transaction Derivative

Stock Options (Right to Buy)

Other

Transaction value: $0
Shares: -10,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 31 Aug 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,000
Exercise price: $13.06
Footnotes: F2

AUTO transaction Derivative

Stock Options (Right to Buy)

Other

Transaction value: $0
Shares: -10,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 31 Aug 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,000
Exercise price: $4.34
Footnotes: F2

AUTO transaction Derivative

Stock Options (Right to Buy)

Other

Transaction value: $0
Shares: -10,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 31 Aug 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,000
Exercise price: $3.69
Footnotes: F2

AUTO transaction Derivative

Stock Options (Right to Buy)

Other

Transaction value: $0
Shares: -10,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 31 Aug 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,000
Exercise price: $2.74
Footnotes: F2

AUTO transaction Derivative

Stock Options (Right to Buy)

Other

Transaction value: $0
Shares: -10,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 31 Aug 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,000
Exercise price: $1.10
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Janet M. Thompson is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

The Reporting Person tendered all of the Reporting Person's shares of Common Stock for, or at the effective time of the Merger Agreement (as defined below) the Reporting Person's shares of Common Stock were converted into the right to receive, a purchase price of $0.39 per share in cash from Unity AC 2, Inc. ("Purchaser"), a wholly-owned subsidiary of Unity AC 1, LLC ("Parent"), pursuant to the terms of that certain Agreement and Plan of Merger, dated July 24, 2022, by and among the Issuer, Purchaser and Parent (the "Merger Agreement").

Footnote F2

Pursuant to the Merger Agreement, the Reporting Person's stock options were terminated and cancelled for no consideration as of the effective time of the Merger Agreement.