Jared Robert Rowe - 31 Aug 2022 Form 4 Insider Report for AutoWeb, Inc.

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
02 Sep 2022, 18:12:50 UTC
Prior SEC filing
07 Mar 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Glenn E. Fuller, Attorney-in-Fact

Key filing fact

Jared Robert Rowe filed Form 4 for AutoWeb, Inc. on 02 Sep 2022.

Key facts

  • This page summarizes Jared Robert Rowe's Form 4 filing for AutoWeb, Inc..
  • 5 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 02 Sep 2022, 18:12.

Change

  • Previous filing in this sequence was filed on 07 Mar 2022.
  • Current net transaction value: -$137,019.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AUTO transaction

Common Stock

Other

Transaction value
$137,019
Shares
-351,332
Change %
-100%
Price
$0.3900
Shares after
0
Date
31 Aug 2022
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AUTO transaction Derivative

Employee Stock Option (Right to Buy)

Other

Transaction value
$0
Shares
-350,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
31 Aug 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
350,000
Exercise price
$3.39
Footnotes
F2
AUTO transaction Derivative

Employee Stock Option (Right to Buy)

Other

Transaction value
$0
Shares
-1,000,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
31 Aug 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,000,000
Exercise price
$3.26
Footnotes
F2
AUTO transaction Derivative

Employee Stock Option (Right to Buy)

Other

Transaction value
$0
Shares
-185,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
31 Aug 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
185,000
Exercise price
$3.17
Footnotes
F2
AUTO transaction Derivative

Employee Stock Option (Right to Buy)

Other

Transaction value
$0
Shares
-200,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
31 Aug 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
200,000
Exercise price
$2.66
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Jared Robert Rowe is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

The Reporting Person tendered all of the Reporting Person's shares of Common Stock for, or at the effective time of the Merger Agreement (as defined below) the Reporting Person's shares of Common Stock were converted into the right to receive, a purchase price of $0.39 per share in cash from Unity AC 2, Inc. ("Purchaser"), a wholly-owned subsidiary of Unity AC 1, LLC ("Parent"), pursuant to the terms of that certain Agreement and Plan of Merger, dated July 24, 2022, by and among the Issuer, Purchaser and Parent (the "Merger Agreement").

Footnote F2

Pursuant to the Merger Agreement, the Reporting Person's stock options were terminated and cancelled for no consideration as of the effective time of the Merger Agreement.

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