Key facts
- This page summarizes Kenneth Hao's Form 4 filing for NortonLifeLock Inc. (GEN).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 15 Sep 2022, 17:51.
Kenneth Hao - 13 Sep 2022 Form 4 Insider Report for NortonLifeLock Inc. (GEN)
- Reporting relationship
- Director
- Issuer ticker
- GEN
- Reported as of
- 13 Sep 2022
- Net transaction value
- +$20,851
- SEC form
- 4
- Accepted by SEC
- 15 Sep 2022, 17:51:51 UTC
- Prior SEC filing
- 01 Jul 2022
- Next SEC filing
- 23 Jun 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Kenneth Y. Hao
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Kenneth Hao filed Form 4 for NortonLifeLock Inc. (GEN) on 15 Sep 2022.
Change
- Previous filing in this sequence was filed on 01 Jul 2022.
- Current net transaction value: +$20,851.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GEN
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +5,010
- Change %
- Price
- $0.000000
- Shares after
- 5,010
- Date
- 13 Sep 2022
- Ownership
- Direct
- Footnotes
- F1
GEN
transaction
Common Stock
Award
- Transaction value
- $20,851
- Shares
- +960
- Change %
- +19%
- Price
- $21.72
- Shares after
- 5,970
- Date
- 13 Sep 2022
- Ownership
- Direct
- Footnotes
- F2
GEN
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 79
- Date
- 13 Sep 2022
- Ownership
- See footnote
- Footnotes
- F3
GEN
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 88,132
- Date
- 13 Sep 2022
- Ownership
- See footnote
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Kenneth Hao is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 4 footnotes
Footnote F1
In connection with the Reporting Person's service as a non-employee director of the Issuer, pursuant to the non-employee director grant policy, such Reporting Person has been granted restricted stock units. 100% of the restricted stock units vest on the grant date.
Footnote F2
Shares issued pursuant to the 2013 Equity Incentive Plan, as amended.
Footnote F3
Mr. Hao has an indirect pecuniary interest in these shares of the common stock held in a managed account through a broker-dealer.
Footnote F4
These securities are held by Mr. Hao for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates and certain of the funds they manage ("Silver Lake"). Mr. Hao formerly served as a director of the Issuer. Pursuant to Mr. Hao's arrangement with Silver Lake with respect to director compensation, upon the sale of these securities, the proceeds from such sale(s) are expected to be remitted to Silver Lake and/or its limited partners. Mr. Hao, through his role at Silver Lake and its affiliates, may be deemed to have an indirect interest in these securities.
SEC remarks
This filing shall not be deemed an admission that the Reporting Person is a beneficial owner of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and the Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any.