Thibault Christian Stracke - 10 Dec 2021 Form 4 Insider Report for PIMCO Income Opportunity Fund

Reporting relationship: Other*
Issuer ticker: N/A
Reported as of: 10 Dec 2021
Net transaction value: $0
SEC form: 4
Accepted by SEC: 15 Dec 2021, 11:44:18 UTC
Prior SEC filing: 05 Oct 2021
Next SEC filing: 17 Dec 2021
Source filing: View source filing
Reporting owner signature: /s/ Kevin Van Gorder, Attorney-in-Fact for Thibault Christian Stracke

Key filing fact

Thibault Christian Stracke filed Form 4 for PIMCO Income Opportunity Fund on 15 Dec 2021.

Key facts

This page summarizes Thibault Christian Stracke's Form 4 filing for PIMCO Income Opportunity Fund.
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 15 Dec 2021, 11:44.

Change

Previous filing in this sequence was filed on 05 Oct 2021.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PKO transaction

COMMON SHARES

Disposed to Issuer

Transaction value
Shares: -36,434
Change %: -100%
Price
Shares after: 0
Date: 10 Dec 2021
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

5,468.4867 shares were acquired under a qualified dividend reinvestment plan from March 12, 2020 to the filing of this Form 4.

Footnote F2

The shares of the Issuer were disposed of in exchange for shares of PIMCO Dynamic Income Fund ("PDI") in connection with the reorganization of the Issuer with and into PDI based on PDI's and the Issuer's respective net asset value per share at the time of the closing of such reorganization, which resulted in an exchange ratio of 0.949037.

SEC remarks

Pacific Investment Management Company LLC ("PIMCO") is the investment adviser of the Issuer. The Reporting Person is a Managing Director of this Issuer at PIMCO and a member of PIMCO's Executive Committee.