Douglas J. Richards - 01 Mar 2023 Form 4 Insider Report for SUNPOWER CORP

Reporting relationship: EVP, Administration
Issuer ticker: N/A
Reported as of: 01 Mar 2023
Net transaction value: $0
SEC form: 4
Accepted by SEC: 03 Mar 2023, 17:19:06 UTC
Prior SEC filing: 02 Mar 2023
Source filing: View source filing
Reporting owner signature: Bette Tsien, as Attorney-in-Fact for Douglas J. Richards

Key filing fact

Douglas J. Richards filed Form 4 for SUNPOWER CORP on 03 Mar 2023.

Key facts

This page summarizes Douglas J. Richards's Form 4 filing for SUNPOWER CORP.
17 reported transactions and 8 derivative rows are listed below.
Accepted by SEC: 03 Mar 2023, 17:19.

Change

Previous filing in this sequence was filed on 02 Mar 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SPWR transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +13,960
Change %: +58%
Price: $0.000000
Shares after: 37,869
Date: 01 Mar 2023
Ownership: Direct

SPWR transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +10,998
Change %: +29%
Price: $0.000000
Shares after: 48,867
Date: 01 Mar 2023
Ownership: Direct

SPWR transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +4,373
Change %: +8.9%
Price: $0.000000
Shares after: 53,240
Date: 01 Mar 2023
Ownership: Direct

SPWR transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +12,344
Change %: +23%
Price: $0.000000
Shares after: 65,584
Date: 01 Mar 2023
Ownership: Direct

SPWR transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +2,009
Change %: +3.1%
Price: $0.000000
Shares after: 67,593
Date: 01 Mar 2023
Ownership: Direct

SPWR transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +586
Change %: +0.87%
Price: $0.000000
Shares after: 68,179
Date: 01 Mar 2023
Ownership: Direct

SPWR transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +5,307
Change %: +7.8%
Price: $0.000000
Shares after: 73,486
Date: 01 Mar 2023
Ownership: Direct

SPWR transaction

Common Stock

Options Exercise

Transaction value: $0
Shares: +15,739
Change %: +21%
Price: $0.000000
Shares after: 89,225
Date: 01 Mar 2023
Ownership: Direct

SPWR transaction

Common Stock

Tax liability

Transaction value: $0
Shares: -22,969
Change %: -26%
Price: $0.000000
Shares after: 66,256
Date: 01 Mar 2023
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SPWR transaction Derivative

Performance Based Restricted Stock Units (PSUs)

Options Exercise

Transaction value: $0
Shares: -13,960
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Mar 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 13,960
Exercise price
Footnotes: F2, F3

SPWR transaction Derivative

Performance Based Restricted Stock Units (PSUs)

Options Exercise

Transaction value: $0
Shares: -10,998
Change %: -50%
Price: $0.000000
Shares after: 10,999
Date: 01 Mar 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,998
Exercise price
Footnotes: F2, F4

SPWR transaction Derivative

Performance Based Restricted Stock Units (PSUs)

Options Exercise

Transaction value: $0
Shares: -4,373
Change %: -25%
Price: $0.000000
Shares after: 13,119
Date: 01 Mar 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 4,373
Exercise price
Footnotes: F2, F5

SPWR transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value: $0
Shares: -12,344
Change %: -50%
Price: $0.000000
Shares after: 12,344
Date: 01 Mar 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 12,344
Exercise price
Footnotes: F2, F4

SPWR transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value: $0
Shares: -2,009
Change %: -33%
Price: $0.000000
Shares after: 4,018
Date: 01 Mar 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,009
Exercise price
Footnotes: F2, F6

SPWR transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value: $0
Shares: -586
Change %: -50%
Price: $0.000000
Shares after: 587
Date: 01 Mar 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 586
Exercise price
Footnotes: F2, F4

SPWR transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value: $0
Shares: -5,307
Change %: -25%
Price: $0.000000
Shares after: 15,921
Date: 01 Mar 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 5,307
Exercise price
Footnotes: F2, F5

SPWR transaction Derivative

Restricted Stock Units (RSUs)

Options Exercise

Transaction value: $0
Shares: -15,739
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Mar 2023
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 15,739
Exercise price
Footnotes: F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Disposition of shares exempt under Rule 16b-3 as payment of tax liability to the Issuer by delivery or withholding securities incident to vesting of restricted shares.

Footnote F2

Each PSU or RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

Footnote F3

Fully vested.

Footnote F4

The remaining PSUs or RSUs vest on March 1, 2024.

Footnote F5

The remaining PSUs or RSUs vest in equal installments on March 1, 2024, March 1, 2025 and March 1, 2026.

Footnote F6

The remaining RSUs vest in equal installments on March 1, 2024 and March 1, 2025.