Key facts
- This page summarizes Randall R. Kirk's Form 4 filing for Allison Transmission Holdings Inc (ALSN).
- 6 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 10 Aug 2021, 17:19.
Randall R. Kirk - 06 Aug 2021 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)
- Reporting relationship
- SVP, Prod Eng & Planning
- Issuer ticker
- ALSN
- Reported as of
- 06 Aug 2021
- Net transaction value
- -$103,123
- SEC form
- 4
- Accepted by SEC
- 10 Aug 2021, 17:19:13 UTC
- Prior SEC filing
- 02 Jun 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jacalyn C. Bolles, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Randall R. Kirk filed Form 4 for Allison Transmission Holdings Inc (ALSN) on 10 Aug 2021.
Change
- Previous filing in this sequence was filed on 02 Jun 2021.
- Current net transaction value: -$103,123.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ALSN
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +6,117
- Change %
- +1.9%
- Price
- Shares after
- 320,572
- Date
- 06 Aug 2021
- Ownership
- Direct
- Footnotes
- F1, F2, F3, F4
ALSN
transaction
Common Stock
Tax liability
- Transaction value
- $103,123
- Shares
- -2,682
- Change %
- -0.84%
- Price
- $38.45
- Shares after
- 317,890
- Date
- 06 Aug 2021
- Ownership
- Direct
- Footnotes
- F5
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ALSN
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -3,045
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 06 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,045
- Exercise price
- Footnotes
- F1
ALSN
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -2,002
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 06 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,002
- Exercise price
- Footnotes
- F3
ALSN
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -761
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 06 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 761
- Exercise price
- Footnotes
- F4
ALSN
transaction
Derivative
Dividend Equivalent Rights
Options Exercise
- Transaction value
- $0
- Shares
- -309
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 06 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 309
- Exercise price
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Randall R. Kirk is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 5 footnotes
Footnote F1
Settlement of restricted stock units ("RSUs") granted on February 20, 2019. Each RSU represents the right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of ALSN on August 6, 2021. The remaining RSUs were cancelled.
Footnote F2
Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
Footnote F3
Settlement of RSUs granted on February 25, 2020. Each RSU represents the right to receive one share of ALSN common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of ALSN on August 6, 2021. The remaining RSUs were cancelled.
Footnote F4
Settlement of RSUs granted on February 10, 2021. Each RSU represents the right to receive one share of ALSN common stock. Pursuant to the reporting person's severance agreement, the reporting person received prorated acceleration of his unvested RSU awards upon his retirement as Senior Vice President, Product Engineering and Planning of the Company on August 6, 2021. The ramining RSUs were cancelled.
Footnote F5
Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.