Mark C. Williamson - 10 Jun 2022 Form 4 Insider Report for ORION ENERGY SYSTEMS, INC. (OESX)

Reporting relationship: Director
Issuer ticker: OESX
Reported as of: 10 Jun 2022
Net transaction value: $0
SEC form: 4
Accepted by SEC: 13 Jun 2022, 16:06:30 UTC
Prior SEC filing: 07 Jun 2021
Source filing: View source filing
Reporting owner signature: /s/ Steven R. Barth, Attorney-in-Fact for Mark C. Williamson

Key filing fact

Mark C. Williamson filed Form 4 for ORION ENERGY SYSTEMS, INC. (OESX) on 13 Jun 2022.

Key facts

This page summarizes Mark C. Williamson's Form 4 filing for ORION ENERGY SYSTEMS, INC. (OESX).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 13 Jun 2022, 16:06.

Change

Previous filing in this sequence was filed on 07 Jun 2021.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OESX transaction

Common Stock

Award

Transaction value: $0
Shares: +22,935
Change %: +17%
Price: $0.000000
Shares after: 157,676
Date: 10 Jun 2022
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OESX holding Derivative

Stock Options (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 36,568
Date: 10 Jun 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 36,568
Exercise price: $2.41
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 10, 2023, 2024 and 2025, respectively.

Footnote F2

Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vested and became exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively.