Key facts
- This page summarizes Sadie Stern's Form 4 filing for Sonendo, Inc. (SONX).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 20 Jun 2023, 21:03.
Sadie Stern - 16 Jun 2023 Form 4 Insider Report for Sonendo, Inc. (SONX)
- Reporting relationship
- Director
- Issuer ticker
- SONX
- Reported as of
- 16 Jun 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 20 Jun 2023, 21:03:19 UTC
- Prior SEC filing
- 12 Jun 2023
- Next SEC filing
- 10 Jul 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Sadie Stern
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Sadie Stern filed Form 4 for Sonendo, Inc. (SONX) on 20 Jun 2023.
Change
- Previous filing in this sequence was filed on 12 Jun 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SONX
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +25,316
- Change %
- +73%
- Price
- $0.000000
- Shares after
- 59,998
- Date
- 16 Jun 2023
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SONX
transaction
Derivative
Stock Option (Right to Buy)
Award
- Transaction value
- $0
- Shares
- +32,520
- Change %
- Price
- $0.000000
- Shares after
- 32,520
- Date
- 16 Jun 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 32,520
- Exercise price
- $1.08
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date (ii) and the date of the 2024 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date.
Footnote F2
The Options vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date and (ii) the date of the 2024 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date.