Shefali A. Shah - 15 May 2022 Form 4 Insider Report for Avaya Holdings Corp.

Reporting relationship: EVP and CAO
Issuer ticker: N/A
Reported as of: 15 May 2022
Net transaction value: -$18,313
SEC form: 4
Accepted by SEC: 17 May 2022, 16:52:17 UTC
Prior SEC filing: 16 Feb 2022
Next SEC filing: 12 Dec 2023
Source filing: View source filing
Reporting owner signature: /s/ Danielle Bagatta, as attorney in fact for Shefali Shah

Key filing fact

Shefali A. Shah filed Form 4 for Avaya Holdings Corp. on 17 May 2022.

Key facts

This page summarizes Shefali A. Shah's Form 4 filing for Avaya Holdings Corp..
3 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 17 May 2022, 16:52.

Change

Previous filing in this sequence was filed on 16 Feb 2022.
Current net transaction value: -$18,313.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AVYA transaction

Common Stock - Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -7,586
Change %: -9.7%
Price: $0.000000
Shares after: 70,846
Date: 15 May 2022
Ownership: Direct
Footnotes: F1, F2

AVYA transaction

Common Stock, par value $0.01 per share

Award

Transaction value: $0
Shares: +7,586
Change %: +6%
Price: $0.000000
Shares after: 133,925
Date: 15 May 2022
Ownership: Direct
Footnotes: F1, F3

AVYA transaction

Common Stock, par value $0.01 per share

Tax liability

Transaction value: $18,313
Shares: -2,893
Change %: -2.2%
Price: $6.33^*
Shares after: 131,032
Date: 15 May 2022
Ownership: Direct
Footnotes: F3, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to various Restricted Stock Unit (each, an "RSU") awards. These RSUs were previously reported on Table I on a Form 4.

Footnote F2

These securities consist of RSUs previously reported on a Form 4 in Table I that have not, as of yet, vested in accordance with their terms. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock.

Footnote F3

These securities represent the total number of Common Stock owned, which includes 1,284 shares purchased pursuant to the Avaya Holdings Corp. 2020 Employee Stock Purchase Plan ("ESPP"). This does not include any fractional shares acquired through the ESPP.

Footnote F4

Represents the number of shares of Common Stock withheld by Avaya Holdings Corp. to cover tax withholding obligations in connection with the vesting of RSUs.