Key facts
- This page summarizes Lehman E. Newton III's Form 4 filing for SM Energy Co (SM).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 02 Sep 2022, 18:21.
Lehman E. Newton III - 01 Sep 2022 Form 4 Insider Report for SM Energy Co (SM)
- Reporting relationship
- SVP - Operations
- Issuer ticker
- SM
- Reported as of
- 01 Sep 2022
- Net transaction value
- -$653,646
- SEC form
- 4
- Accepted by SEC
- 02 Sep 2022, 18:21:11 UTC
- Prior SEC filing
- 02 Aug 2022
- Source filing
- View source filing
- Reporting owner signature
- Andrew T. Fiske (Attorney-in-Fact)
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Lehman E. Newton III filed Form 4 for SM Energy Co (SM) on 02 Sep 2022.
Change
- Previous filing in this sequence was filed on 02 Aug 2022.
- Current net transaction value: -$653,646.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SM
transaction
Common Stock, $.01 Par Value
Options Exercise
- Transaction value
- Shares
- +37,704
- Change %
- +28%
- Price
- Shares after
- 173,383
- Date
- 01 Sep 2022
- Ownership
- Direct
- Footnotes
- F1
SM
transaction
Common Stock, $.01 Par Value
Tax liability
- Transaction value
- $653,646
- Shares
- -14,832
- Change %
- -8.6%
- Price
- $44.07
- Shares after
- 158,551
- Date
- 01 Sep 2022
- Ownership
- Direct
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
On September 1, 2022, the Compensation Committee of the Board of Directors of the Issuer determined that 37,704 shares of the Issuer's common stock had been earned by the Reporting Person under the terms of a grant of performance share units ("PSUs"), based on the achievement of specific performance criteria that were not tied solely to the market price of the Issuer's common stock. The PSUs were granted to the Reporting Person on July 1, 2019, and represent the right to receive, upon the settlement of the PSUs, the determined number of earned shares of the Issuer's common stock based on the achievement of the performance criteria over a three-year performance period (with the determined number of earned shares being within a range of zero to two times the number of PSUs granted on the award date), to the extent that the PSUs have vested under separate employment service vesting provisions. The PSUs were fully vested on July 1, 2022.