Michael Cammarata - 27 Dec 2022 Form 4 Insider Report for Neptune Wellness Solutions Inc.

Reporting relationship: President and CEO, Director
Issuer ticker: N/A
Reported as of: 27 Dec 2022
Net transaction value: -$8,587
SEC form: 4
Accepted by SEC: 29 Dec 2022, 15:05:18 UTC
Prior SEC filing: 19 Aug 2022
Source filing: View source filing
Reporting owner signature: /s/ Christopher Piazza for Michael Cammarata as Attorney-in-Fact

Key filing fact

Michael Cammarata filed Form 4 for Neptune Wellness Solutions Inc. on 29 Dec 2022.

Key facts

This page summarizes Michael Cammarata's Form 4 filing for Neptune Wellness Solutions Inc..
4 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 29 Dec 2022, 15:05.

Change

Previous filing in this sequence was filed on 19 Aug 2022.
Current net transaction value: -$8,587.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NEPT transaction

Common Shares

Options Exercise

Transaction value
Shares: +87,289
Change %: +21%
Price
Shares after: 496,858
Date: 27 Dec 2022
Ownership: Direct
Footnotes: F1

NEPT transaction

Common Shares

Tax liability

Transaction value: $8,587
Shares: -34,348
Change %: -6.9%
Price: $0.2500
Shares after: 462,510
Date: 27 Dec 2022
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NEPT transaction Derivative

Restricted Share Units

Award

Transaction value: $0
Shares: +87,289
Change %
Price: $0.000000
Shares after: 87,289
Date: 27 Dec 2022
Ownership: Direct
Underlying class: Common Shares
Underlying amount: 87,289
Exercise price
Footnotes: F1

NEPT transaction Derivative

Restricted Share Units

Options Exercise

Transaction value: $0
Shares: -87,289
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 27 Dec 2022
Ownership: Direct
Underlying class: Common Shares
Underlying amount: 87,289
Exercise price
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Each RSU represents the contingent right to receive one common share upon vesting of the unit.

Footnote F2

Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.