Michael de Geus - 01 Apr 2022 Form 3 Insider Report for Neptune Wellness Solutions Inc.

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
3
Accepted by SEC
01 Apr 2022, 16:35:28 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Christopher Piazza for Michael De Geus as Attorney-in-Fact

Key filing fact

Michael de Geus filed Form 3 for Neptune Wellness Solutions Inc. on 01 Apr 2022.

Key facts

  • This page summarizes Michael de Geus's Form 3 filing for Neptune Wellness Solutions Inc..
  • 0 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 01 Apr 2022, 16:35.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NEPT holding

Common Shares

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,300
Date
01 Apr 2022
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NEPT holding Derivative

Deferred Share Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Apr 2022
Ownership
Direct
Underlying class
Common Shares
Underlying amount
50,851
Exercise price
$0.000000
Footnotes
F1
NEPT holding Derivative

Common Share Options

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
01 Apr 2022
Ownership
Direct
Underlying class
Common Shares
Underlying amount
41,520
Exercise price
$3.93
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Each Deferred Share Unit ("DSU") is the economic equivalent of one common share. The DSUs become payable in common shares following cessation of the reporting person's service as a director of the issuer.

Footnote F2

The option was granted on 8/12/2020 and vests in one third increments annually over a three-year period beginning on the first anniversary of the grant date.

Footnote F3

Denominated in and Reported in Canadian Dollars.

SEC remarks

Exhibit 24 - Power of Attorney

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