Key facts
- This page summarizes Julie Phillips's Form 3 filing for Neptune Wellness Solutions Inc..
- 0 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 01 Apr 2022, 16:35.
Julie Phillips - 01 Apr 2022 Form 3 Insider Report for Neptune Wellness Solutions Inc.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 01 Apr 2022
- Net transaction value
- $0
- Reporting owner signature
- /s/ Christopher Piazza for Julie Phillips as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Julie Phillips filed Form 3 for Neptune Wellness Solutions Inc. on 01 Apr 2022.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NEPT
holding
Common Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 62,737
- Date
- 01 Apr 2022
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NEPT
holding
Derivative
Deferred Share Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 01 Apr 2022
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 36,232
- Exercise price
- $0.000000
- Footnotes
- F1
NEPT
holding
Derivative
Common Share Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 01 Apr 2022
- Ownership
- Direct
- Underlying class
- Common Shares
- Underlying amount
- 50,000
- Exercise price
- $0.5500
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Each Deferred Share Unit ("DSU") is the economic equivalent of one common share. The DSUs become payable in common shares following cessation of the reporting person's service as a director of the issuer.
Footnote F2
The option was granted on 8/26/2021 and vests in one third increments annually over a three-year period beginning on the first anniversary of the grant date.
SEC remarks
Exhibit 24 - Power of Attorney