Key facts
- This page summarizes Daniel J. Moore's Form 4 filing for LivaNova PLC (LIVN).
- 4 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 20 Jun 2023, 15:20.
Daniel J. Moore - 15 Jun 2023 Form 4 Insider Report for LivaNova PLC (LIVN)
- Reporting relationship
- Director
- Issuer ticker
- LIVN
- Reported as of
- 15 Jun 2023
- Net transaction value
- -$21,490
- SEC form
- 4
- Accepted by SEC
- 20 Jun 2023, 15:20:33 UTC
- Prior SEC filing
- 04 Jan 2023
- Next SEC filing
- 05 Jun 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Daniel J. Moore
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Daniel J. Moore filed Form 4 for LivaNova PLC (LIVN) on 20 Jun 2023.
Change
- Previous filing in this sequence was filed on 04 Jan 2023.
- Current net transaction value: -$21,490.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LIVN
transaction
Ordinary Shares
Options Exercise
- Transaction value
- $0
- Shares
- +2,082
- Change %
- +8%
- Price
- $0.000000
- Shares after
- 27,978
- Date
- 15 Jun 2023
- Ownership
- Direct
- Footnotes
- F1
LIVN
transaction
Ordinary Shares
Tax liability
- Transaction value
- $21,490
- Shares
- -444
- Change %
- -1.6%
- Price
- $48.40
- Shares after
- 27,534
- Date
- 15 Jun 2023
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LIVN
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -2,082
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 15 Jun 2023
- Ownership
- Direct
- Underlying class
- Ordinary Shares
- Underlying amount
- 2,082
- Exercise price
- Footnotes
- F3, F4
LIVN
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +2,680
- Change %
- Price
- $0.000000
- Shares after
- 2,680
- Date
- 15 Jun 2023
- Ownership
- Direct
- Underlying class
- Ordinary Shares
- Underlying amount
- 2,680
- Exercise price
- Footnotes
- F3, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.
Footnote F2
The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.
Footnote F3
Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.
Footnote F4
On June 15, 2022, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2023, subject to continued service during the vesting period and the award agreement.
Footnote F5
On June 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2024, subject to continued service during the vesting period and the award agreement.