Key facts
- This page summarizes Steven M. Galbraith's Form 4 filing for Pzena Investment Management, Inc..
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 02 Nov 2022, 18:35.
Steven M. Galbraith - 31 Oct 2022 Form 4 Insider Report for Pzena Investment Management, Inc.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 31 Oct 2022
- Net transaction value
- -$215,616
- SEC form
- 4
- Accepted by SEC
- 02 Nov 2022, 18:35:38 UTC
- Prior SEC filing
- 04 Jan 2022
- Next SEC filing
- 07 Feb 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Joan F. Berger, as attorney-in-fact for Steven M. Galbraith
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Steven M. Galbraith filed Form 4 for Pzena Investment Management, Inc. on 02 Nov 2022.
Change
- Previous filing in this sequence was filed on 04 Jan 2022.
- Current net transaction value: -$215,616.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PZN
transaction
Class A Common Stock, par value $0.01
Disposition pursuant to a tender of shares in a change of control transaction
- Transaction value
- $215,616
- Shares
- -22,460
- Change %
- -100%
- Price
- $9.60
- Shares after
- 0
- Date
- 31 Oct 2022
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PZN
transaction
Derivative
Phantom A Shares
Disposition pursuant to a tender of shares in a change of control transaction
- Transaction value
- $0
- Shares
- -194,192
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 31 Oct 2022
- Ownership
- Direct
- Underlying class
- Right to Receive $9.60
- Underlying amount
- 194,192
- Exercise price
- $0.000000
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Steven M. Galbraith is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.