Thomas W. Sweet - 31 Mar 2023 Form 4 Insider Report for Dell Technologies Inc. (DELL)

Reporting relationship: Chief Financial Officer
Issuer ticker: DELL
Reported as of: 31 Mar 2023
Net transaction value: -$11,375,194
SEC form: 4
Accepted by SEC: 04 Apr 2023, 17:59:50 UTC
Prior SEC filing: 17 Mar 2023
Next SEC filing: 30 May 2023
Source filing: View source filing
Reporting owner signature: /s/ James Williamson, Attorney-in-Fact

Key filing fact

Thomas W. Sweet filed Form 4 for Dell Technologies Inc. (DELL) on 04 Apr 2023.

Key facts

This page summarizes Thomas W. Sweet's Form 4 filing for Dell Technologies Inc. (DELL).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 04 Apr 2023, 17:59.

Change

Previous filing in this sequence was filed on 17 Mar 2023.
Current net transaction value: -$11,375,194.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

DELL transaction

Class C Common Stock

Sale

Transaction value: $11,375,194
Shares: -283,388
Change %: -57%
Price: $40.14
Shares after: 211,608
Date: 31 Mar 2023
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 2 footnotes

Footnote F1

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 13, 2022.

Footnote F2

The price reported in Column 4 represents a weighted average sales price of $40.1377. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.39, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.