Key facts
- This page summarizes Jeffrey Flug's Form 4 filing for PennantPark Floating Rate Capital Ltd. (PFLT).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 18 Feb 2022, 06:00.
Jeffrey Flug - 17 Feb 2022 Form 4 Insider Report for PennantPark Floating Rate Capital Ltd. (PFLT)
- Reporting relationship
- Director
- Issuer ticker
- PFLT
- Reported as of
- 17 Feb 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 18 Feb 2022, 06:00:11 UTC
- Prior SEC filing
- 11 Jun 2021
- Next SEC filing
- 16 Jun 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jeffrey Flug
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Jeffrey Flug filed Form 4 for PennantPark Floating Rate Capital Ltd. (PFLT) on 18 Feb 2022.
Change
- Previous filing in this sequence was filed on 11 Jun 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PFLT
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- -4,000
- Change %
- -32%
- Price
- $0.000000
- Shares after
- 8,400
- Date
- 17 Feb 2022
- Ownership
- Held by various related trusts
- Footnotes
- F1
PFLT
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,500
- Date
- 17 Feb 2022
- Ownership
- Direct
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
The reporting person is trustee of a family trust, of which a child of his is a beneficiary. On February 17,2022, the reporting person caused the trust to distribute 4,000 shares of common stock of PennantPark Floating Rate Capital Ltd. to beneficiaries of the trust. The reporting person disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein.