Key facts
- This page summarizes Helion Venture Partners LLC's Form 4 filing for PubMatic, Inc. (PUBM).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 01 Dec 2021, 15:10.
Helion Venture Partners LLC - 29 Nov 2021 Form 4 Insider Report for PubMatic, Inc. (PUBM)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- PUBM
- Reported as of
- 29 Nov 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 01 Dec 2021, 15:10:13 UTC
- Prior SEC filing
- 17 Sep 2021
- Source filing
- View source filing
- Reporting owner signature
- Helion Venture Partners, LLC, By: /s/ Dourvesh Kumar Chumun, Director
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Helion Venture Partners LLC filed Form 4 for PubMatic, Inc. (PUBM) on 01 Dec 2021.
Change
- Previous filing in this sequence was filed on 17 Sep 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PUBM
transaction
Class A Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- +2,611,126
- Change %
- Price
- $0.000000
- Shares after
- 2,611,126
- Date
- 29 Nov 2021
- Ownership
- Direct
- Footnotes
- F1
PUBM
transaction
Class A Common Stock
Other
- Transaction value
- $0
- Shares
- -2,611,126
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 29 Nov 2021
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PUBM
transaction
Derivative
Class B Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- -2,611,126
- Change %
- -52%
- Price
- $0.000000
- Shares after
- 2,407,181
- Date
- 29 Nov 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 2,611,126
- Exercise price
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Helion Venture Partners LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
These shares of Class B common stock were converted on a one-for-one basis into Class A common stock.
Footnote F2
Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Helion Venture Partners LLC to its members without additional consideration.
Footnote F3
Each share of Class B common stock will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.