TAKEDA PHARMACEUTICAL CO LTD - 12 Oct 2021 Form 4 Insider Report for Theseus Pharmaceuticals, Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
15 Oct 2021, 18:40:19 UTC
Prior SEC filing
15 Oct 2021
Next SEC filing
21 Apr 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Yoshihiro Nakagawa, Corporate Officer, Global General Counsel of Takeda Pharmaceutical Company Limited

Key filing fact

TAKEDA PHARMACEUTICAL CO LTD filed Form 4 for Theseus Pharmaceuticals, Inc. on 15 Oct 2021.

Key facts

  • This page summarizes TAKEDA PHARMACEUTICAL CO LTD's Form 4 filing for Theseus Pharmaceuticals, Inc..
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 15 Oct 2021, 18:40.

Change

  • Previous filing in this sequence was filed on 15 Oct 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

THRX transaction

Common Stock

Conversion of derivative security

Transaction value
Shares
+1,615,427
Change %
Price
Shares after
1,615,427
Date
12 Oct 2021
Ownership
See explanation
Footnotes
F1, F2, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

THRX transaction Derivative

Series A Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-1,615,427
Change %
-100%
Price
$0.000000*
Shares after
0
Date
12 Oct 2021
Ownership
See explanation
Underlying class
Common Stock
Underlying amount
1,615,427
Exercise price
Footnotes
F1, F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

TAKEDA PHARMACEUTICAL CO LTD is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

Each share of Series A Preferred Stock converted into shares of the Issuers Common Stock at the close of the Issuers initial public offering without payment of additional consideration. The Series A Preferred Stock had no expiration date.

Footnote F2

This statement is being filed jointly by Takeda Pharmaceutical Company Limited and ARIAD Pharmaceuticals, Inc.

Footnote F3

The reportable securities are owned directly by ARIAD Pharmaceuticals, Inc. Takeda Pharmaceutical Company Limited's beneficial ownership of these securities is comprised of the reportable securities owned by ARIAD Pharmaceuticals, Inc. ARIAD Pharmaceuticals, Inc., is a direct, wholly owned subsidiary of Takeda Pharmaceuticals U.S.A. Inc., which is a direct subsidiary of Takeda Pharmaceutical Company Limited (72.70%) and Takeda Pharmaceuticals International AG (27.3%). Takeda Pharmaceuticals International AG is a direct, wholly owned subsidiary of Takeda Pharmaceutical Company Limited.

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