Key facts
- This page summarizes Stephen A. Schwarzman's Form 4 filing for Blackstone Inc. (BX).
- 4 reported transactions and 6 derivative rows are listed below.
- Accepted by SEC: 28 Aug 2023, 19:00.
Stephen A. Schwarzman - 24 Aug 2023 Form 4 Insider Report for Blackstone Inc. (BX)
- Reporting relationship
- Chairman and CEO, Director
- Issuer ticker
- BX
- Reported as of
- 24 Aug 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 28 Aug 2023, 19:00:17 UTC
- Prior SEC filing
- 10 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Tabea Hsi, as Attorney-In-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Stephen A. Schwarzman filed Form 4 for Blackstone Inc. (BX) on 28 Aug 2023.
Change
- Previous filing in this sequence was filed on 10 Feb 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BX
transaction
Derivative
Blackstone Holdings Partnership units
Gift
- Transaction value
- $0
- Shares
- -283,753
- Change %
- -48%
- Price
- $0.000000
- Shares after
- 311,620
- Date
- 23 Feb 2023
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 283,753
- Exercise price
- Footnotes
- F1, F2, F3, F4
BX
transaction
Derivative
Blackstone Holdings Partnership units
Gift
- Transaction value
- $0
- Shares
- +283,753
- Change %
- +9%
- Price
- $0.000000
- Shares after
- 3,449,633
- Date
- 23 Feb 2023
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 283,753
- Exercise price
- Footnotes
- F1, F2, F5
BX
transaction
Derivative
Blackstone Holdings Partnership units
Gift
- Transaction value
- $0
- Shares
- -236,633
- Change %
- -100%
- Price
- $0.000000
- Shares after
- 0
- Date
- 24 Aug 2023
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 236,633
- Exercise price
- Footnotes
- F1, F2, F3, F4
BX
transaction
Derivative
Blackstone Holdings Partnership units
Gift
- Transaction value
- $0
- Shares
- +236,633
- Change %
- +6.9%
- Price
- $0.000000
- Shares after
- 3,686,266
- Date
- 24 Aug 2023
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 236,633
- Exercise price
- Footnotes
- F1, F2, F5
BX
holding
Derivative
Blackstone Holdings Partnership units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 226,799,998
- Date
- 24 Aug 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 226,799,998
- Exercise price
- Footnotes
- F1, F3
BX
holding
Derivative
Blackstone Holdings Partnership units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,438,529
- Date
- 24 Aug 2023
- Ownership
- See footnote
- Underlying class
- Common Stock
- Underlying amount
- 1,438,529
- Exercise price
- Footnotes
- F1, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.
Footnote F2
Such Blackstone Holdings partnership units were previously held in a Grantor Retained Annuity Trust, for which the Reporting Person served as investment trustee and were transferred to trusts, for which the beneficiaries are various family members of the Reporting Person, and for which the Reporting Person is the investment trustee, in accordance with the terms of the Grantor Retained Annuity Trust.
Footnote F3
Reflects certain transfers made between a number of Grantor Retained Annuity Trusts and the Reporting Person. Such transfers were exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.
Footnote F4
Such Blackstone Holdings partnership units were held in a number of Grantor Retained Annuity Trusts, for which the Reporting Person served as investment trustee.
Footnote F5
Such Blackstone Holdings partnership units are held in a number of trusts, for which the beneficiaries are various family members of the Reporting Person, and for which the Reporting Person is the investment trustee.
Footnote F6
Such Blackstone Holdings partnership units are held in a corporation in which the Reporting Person is a controlling shareholder.
SEC remarks
The Reporting Person disclaims beneficial ownership of the securities reported on this form except to the extent of his pecuniary interest.