Key facts
- This page summarizes Steffan Tomlinson's Form 4 filing for Confluent, Inc. (CFLT).
- 5 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 07 Jun 2023, 19:32.
Steffan Tomlinson - 05 Jun 2023 Form 4 Insider Report for Confluent, Inc. (CFLT)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- CFLT
- Reported as of
- 05 Jun 2023
- Net transaction value
- -$2,335,345
- SEC form
- 4
- Accepted by SEC
- 07 Jun 2023, 19:32:33 UTC
- Prior SEC filing
- 01 Jun 2023
- Next SEC filing
- 12 Jun 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Melanie Vinson, Attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Steffan Tomlinson filed Form 4 for Confluent, Inc. (CFLT) on 07 Jun 2023.
Change
- Previous filing in this sequence was filed on 01 Jun 2023.
- Current net transaction value: -$2,335,345.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CFLT
transaction
Class A Common Stock
Conversion of derivative security
- Transaction value
- Shares
- +66,667
- Change %
- +21%
- Price
- Shares after
- 380,338
- Date
- 05 Jun 2023
- Ownership
- Direct
- Footnotes
- F1
CFLT
transaction
Class A Common Stock
Sale
- Transaction value
- $2,335,345
- Shares
- -66,667
- Change %
- -18%
- Price
- $35.03
- Shares after
- 313,671
- Date
- 05 Jun 2023
- Ownership
- Direct
- Footnotes
- F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CFLT
transaction
Derivative
Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -66,667
- Change %
- -3.2%
- Price
- $0.000000
- Shares after
- 2,023,475
- Date
- 05 Jun 2023
- Ownership
- Direct
- Underlying class
- Class B Common Stock
- Underlying amount
- 66,667
- Exercise price
- $6.65
- Footnotes
- F4
CFLT
transaction
Derivative
Class B Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- +66,667
- Change %
- Price
- $0.000000
- Shares after
- 66,667
- Date
- 05 Jun 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 66,667
- Exercise price
- Footnotes
- F1
CFLT
transaction
Derivative
Class B Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- -66,667
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 05 Jun 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 66,667
- Exercise price
- Footnotes
- F1
CFLT
holding
Derivative
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 150,425
- Date
- 05 Jun 2023
- Ownership
- By Family Trust
- Underlying class
- Class A Common Stock
- Underlying amount
- 150,425
- Exercise price
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 4 footnotes
Footnote F1
Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
Footnote F2
Shares sold pursuant to a 10b5-1 trading plan.
Footnote F3
The shares were sold at prices ranging from $35.00 to $35.19. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Footnote F4
The shares subject to the option are immediately exercisable. 25% of the shares vested on June 15, 2021 and the remainder vest in 36 equal monthly installments thereafter, subject to Reporting Person's continuous service through each such vesting date.