Key facts
- This page summarizes Richard A. Gottscho's Form 4 filing for LAM RESEARCH CORP (LRCX).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 09 Feb 2023, 17:44.
Richard A. Gottscho - 07 Feb 2023 Form 4 Insider Report for LAM RESEARCH CORP (LRCX)
- Reporting relationship
- Executive Vice President & CTO
- Issuer ticker
- LRCX
- Reported as of
- 07 Feb 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 09 Feb 2023, 17:44:27 UTC
- Prior SEC filing
- 22 Dec 2022
- Next SEC filing
- 02 Mar 2023
- Source filing
- View source filing
- Reporting owner signature
- Brenna Hodgson by Power of Attorney
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Richard A. Gottscho filed Form 4 for LAM RESEARCH CORP (LRCX) on 09 Feb 2023.
Change
- Previous filing in this sequence was filed on 22 Dec 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LRCX
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +4,599
- Change %
- +17%
- Price
- $0.000000
- Shares after
- 31,271
- Date
- 07 Feb 2023
- Ownership
- Direct
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LRCX
transaction
Derivative
Market-based Performance Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -3,994
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 07 Feb 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,994
- Exercise price
- $0.000000
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
On 03/02/2020, the Reporting Person received a target grant of 3,994 Market-based Performance Restricted Stock Units vesting between 0% and 150% on 03/02/2023. The vesting of this award is based on the total return stock price performance of Lam Research shares (assuming reinvestment of dividends) relative to the market price performance of the PHLX Semiconductor Sector Total Return Index, comparing the 50-trading day trailing average closing price over the performance period from February 3, 2020, to February 2, 2023.
Footnote F2
The amount reported includes shares subject to unvested restricted stock units.
Footnote F3
The Market-Based Performance Restricted Stock Units will vest between 0% and 150% on 03/02/2023. The vesting of this award is based on the total return stock price performance of Lam Research shares (assuming reinvestment of dividends) relative to the market price performance of the PHLX Semiconductor Sector Total Return Index, comparing the 50-trading day trailing average closing price over the performance period from February 3, 2020, to February 2, 2023.