Neil Miotto - 22 Dec 2021 Form 4 Insider Report for UpHealth, Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
23 Dec 2021, 16:27:01 UTC
Prior SEC filing
23 Dec 2021
Next SEC filing
04 Jan 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Neil Miotto

Key filing fact

Neil Miotto filed Form 4 for UpHealth, Inc. on 23 Dec 2021.

Key facts

  • This page summarizes Neil Miotto's Form 4 filing for UpHealth, Inc..
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 23 Dec 2021, 16:27.

Change

  • Previous filing in this sequence was filed on 23 Dec 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

UPH transaction

Common Stock

Award

Transaction value
$0
Shares
+71,730
Change %
+74%
Price
$0.000000
Shares after
169,057
Date
22 Dec 2021
Ownership
Direct
Footnotes
F1
UPH holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,524,299
Date
22 Dec 2021
Ownership
By GigAcquisitions2, LLC
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Subject to the Reporting Person's continued service to the Company, the Restricted Stock Units ("RSUs") shall vest on vest quarterly on each of February 1, May 1, August 1 and November 1, 2022; all RSUs shall immediately vest in the event of a Change of Control (as defined in the UpHealth, Inc. 2021 Equity Incentive Plan) of the Company.

Footnote F2

The Common Stock is held directly by GigAcquisitions2, LLC (the "Sponsor"). Mr. Miotto is a member of GigFounders, LLC ("GigFounders"), which has a financial and voting interest in the Sponsor as a member of the Sponsor and that entitles this partnership to participate in any economic return of the Sponsor in accordance with terms negotiated with the other holders of financial and voting interests in the Sponsor. Accordingly, the shares of Common Stock held by the Sponsor. Subject to the interests of such other holders, are indirectly and beneficially owned by Mr. Miotto by virtue of his financial interest in GigFounders, LLC.

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