Key facts
- This page summarizes Neil Miotto's Form 4 filing for Lightning eMotors, Inc..
- 7 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 01 Jul 2021, 17:08.
Neil Miotto - 13 May 2020 Form 4 Insider Report for Lightning eMotors, Inc.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 13 May 2020
- Net transaction value
- +$11,375,000
- SEC form
- 4
- Accepted by SEC
- 01 Jul 2021, 17:08:35 UTC
- Prior SEC filing
- 01 Jul 2021
- Next SEC filing
- 07 Jun 2021
- Source filing
- View source filing
- Reporting owner signature
- Neil Miotto
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Neil Miotto filed Form 4 for Lightning eMotors, Inc. on 01 Jul 2021.
Change
- Previous filing in this sequence was filed on 01 Jul 2021.
- Current net transaction value: +$11,375,000.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ZEV
transaction
Common Stock
Purchase
- Transaction value
- $6,500,000
- Shares
- +650,000
- Change %
- +11%
- Price
- $10.00
- Shares after
- 6,385,000
- Date
- 13 May 2020
- Ownership
- By GigAcquisitions3, LLC
- Footnotes
- F1, F2, F3
ZEV
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $0
- Shares
- -750,000
- Change %
- -12%
- Price
- $0.000000
- Shares after
- 5,635,000
- Date
- 29 Jun 2020
- Ownership
- By GigAcquisitions3, LLC
- Footnotes
- F2, F3
ZEV
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- -650,000
- Change %
- -12%
- Price
- $0.000000
- Shares after
- 4,985,000
- Date
- 29 Jun 2021
- Ownership
- By GigAcquisitions3, LLC
- Footnotes
- F2, F3, F4
ZEV
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- +1,950
- Change %
- Price
- $0.000000
- Shares after
- 1,950
- Date
- 29 Jun 2021
- Ownership
- Direct
- Footnotes
- F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ZEV
transaction
Derivative
Private Warrant
Purchase
- Transaction value
- $4,875,000
- Shares
- +487,500
- Change %
- Price
- $10.00
- Shares after
- 487,500
- Date
- 13 May 2020
- Ownership
- By GigAcquisitions3, LLC
- Underlying class
- Common Stock
- Underlying amount
- 487,500
- Exercise price
- $11.50
- Footnotes
- F1, F3, F5, F6
ZEV
transaction
Derivative
Private Warrant
Other
- Transaction value
- $0
- Shares
- -487,500
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 29 Jun 2021
- Ownership
- By GigAcquisitions3, LLC
- Underlying class
- Common Stock
- Underlying amount
- 0
- Exercise price
- $11.50
- Footnotes
- F3, F5, F6, F7
ZEV
transaction
Derivative
Private Warrant
Other
- Transaction value
- $0
- Shares
- +1,462
- Change %
- Price
- $0.000000
- Shares after
- 1,462
- Date
- 29 Jun 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,462
- Exercise price
- $11.50
- Footnotes
- F5, F6, F7
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 7 footnotes
Footnote F1
$10.00 is the price per Private Unit, with each Private Unit consisting of (i) one share of Common Stock and (ii) three-fourths of one Private Warrant with each whole warrant exercisable at price of $11.50 per share of Common Stock.
Footnote F2
Includes 5,735,000 founder shares of Common Stock previously reported in the Amended Form 3 filed by the Reporting Person on July 1, 2021, and includes 750,000 shares of Common Stock that were forfeited by GigAcqusitions3, LLC (the "Sponsor") on June 29, 2020 because the underwriters' over-allotment was not exercised. The forfeiture of 750,000 shares of Common Stock held by the Sponsor is reported by the Reporting Person on this Form 4.
Footnote F3
The Common Stock and Private Warrants are held directly by the Sponsor. Mr. Miotto is a member of GigFounders, LLC, which has a financial and voting interest in the Sponsor as a member of the Sponsor and that entities this partnership to participate in any economic return of the Sponsor in accordance with terms negotiated with the other holders of financial and voting interests in the Sponsor. Accordingly, the shares of Common Stock and Private Warrants held by the Sponsor, subject to the interests of such other holders, are indirectly and beneficially owned by Mr. Miotto by virtue of his financial interest in GigFounders, LLC.
Footnote F4
Distribution of Common Stock to direct and indirect members of the Sponsor.
Footnote F5
The Private Warrants will become exercisable on the later of 30 days after the completion of the Company's initial business combination or 12 months from the completion of the Company's initial public offering.
Footnote F6
The Private Warrants will expire on the fifth anniversary of the Company's completion of its initial business combination.
Footnote F7
Distribution of Private Warrants to direct and indirect members of the Sponsor.