Key facts
- This page summarizes Ross Levinsohn's Form 4 filing for Arena Group Holdings, Inc. (AREN).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 14 Aug 2023, 16:46.
Key filing fact
Ownership activity is grounded in SEC Form 4 disclosures.
Shares, units, or other non-derivative securities reported in this filing.
Conversion of derivative security
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
Conversion of derivative security
Additional SEC filing notes
Footnote F1
The reported transaction represents the mandatory conversion of the Issuer's outstanding shares of Series H Convertible Preferred Stock, which converted to Common Stock on August 10, 2023, pursuant to the Certificate of Designation of Preferences, Rights and Limitations of Series H Convertible Preferred Stock (the "Certificate of Designation") filed by the Issuer on or about August 8, 2018 with the Secretary of State of the State of Delaware. Pursuant to the Certificate of Designation, the conversion occurred automatically on the fifth anniversary of August 10, 2018, through no action on the part of the reporting person, and each share of Series H Convertible Preferred Stock converted into 138 shares of the Issuer's Common Stock.
SEC remarks
The mandatory automatic conversion of the Issuer's Series H Convertible Preferred Stock was disclosed by the Issuer in its quarterly report on Form 10-Q for the period ended June 30, 2023, filed with the U.S. Securities and Exchange Commission on August 14, 2023.