Key facts
- This page summarizes Arthur L. Rosenthal's Form 4 filing for LivaNova PLC (LIVN).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 17 Jun 2022, 16:16.
Arthur L. Rosenthal - 15 Jun 2022 Form 4 Insider Report for LivaNova PLC (LIVN)
- Reporting relationship
- Director
- Issuer ticker
- LIVN
- Reported as of
- 15 Jun 2022
- Net transaction value
- -$7,373
- SEC form
- 4
- Accepted by SEC
- 17 Jun 2022, 16:16:40 UTC
- Prior SEC filing
- 01 Jul 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Sarah K. Mohr, POA
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Arthur L. Rosenthal filed Form 4 for LivaNova PLC (LIVN) on 17 Jun 2022.
Change
- Previous filing in this sequence was filed on 01 Jul 2021.
- Current net transaction value: -$7,373.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LIVN
transaction
Ordinary Shares
Options Exercise
- Transaction value
- $0
- Shares
- +1,346
- Change %
- +6%
- Price
- $0.000000
- Shares after
- 23,729
- Date
- 15 Jun 2022
- Ownership
- Direct
- Footnotes
- F1
LIVN
transaction
Ordinary Shares
Tax liability
- Transaction value
- $7,373
- Shares
- -123
- Change %
- -0.52%
- Price
- $59.94
- Shares after
- 23,606
- Date
- 15 Jun 2022
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LIVN
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -1,346
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 15 Jun 2022
- Ownership
- Direct
- Underlying class
- Ordinary Shares
- Underlying amount
- 1,346
- Exercise price
- Footnotes
- F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Arthur L. Rosenthal is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 4 footnotes
Footnote F1
Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.
Footnote F2
The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.
Footnote F3
Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.
Footnote F4
On June 15, 2021, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 15, 2022, subject to continued service during the vesting period and the award agreement.