Key facts
- This page summarizes Yueh-Se Ho's Form 4 filing for ALPHA & OMEGA SEMICONDUCTOR Ltd (AOSL).
- 4 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 08 Nov 2021, 19:20.
Yueh-Se Ho - 05 Nov 2021 Form 4 Insider Report for ALPHA & OMEGA SEMICONDUCTOR Ltd (AOSL)
- Reporting relationship
- Director
- Issuer ticker
- AOSL
- Reported as of
- 05 Nov 2021
- Net transaction value
- -$1,920,880
- SEC form
- 4
- Accepted by SEC
- 08 Nov 2021, 19:20:59 UTC
- Next SEC filing
- 15 Nov 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Yangbing Hong, attorney-in-fact for Yueh-Se Ho
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Yueh-Se Ho filed Form 4 for ALPHA & OMEGA SEMICONDUCTOR Ltd (AOSL) on 08 Nov 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$1,920,880.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AOSL
transaction
Common Shares
Sale
- Transaction value
- $1,269,680
- Shares
- -31,742
- Change %
- -14%
- Price
- $40.00
- Shares after
- 189,583
- Date
- 05 Nov 2021
- Ownership
- Direct
- Footnotes
- F1, F2, F3, F4
AOSL
transaction
Common Shares
Options Exercise
- Transaction value
- $148,800
- Shares
- +20,000
- Change %
- +11%
- Price
- $7.44
- Shares after
- 209,583
- Date
- 05 Nov 2021
- Ownership
- Direct
- Footnotes
- F3, F4
AOSL
transaction
Common Shares
Sale
- Transaction value
- $800,000
- Shares
- -20,000
- Change %
- -9.5%
- Price
- $40.00
- Shares after
- 189,583
- Date
- 05 Nov 2021
- Ownership
- Direct
- Footnotes
- F1, F2, F3, F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AOSL
transaction
Derivative
Employee Share Option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- +20,000
- Change %
- Price
- $0.000000*
- Shares after
- 0
- Date
- 05 Nov 2021
- Ownership
- Direct
- Underlying class
- Common Share
- Underlying amount
- 20,000
- Exercise price
- $7.44
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
The sales were effected pursuant to a Rule 10b5-1 trading plan adopted previously by the Reporting Person.
Footnote F2
The price reported in Column 4 is the exact price at which all shares were sold.
Footnote F3
Includes an aggregate of 23,658 shares subject to Restricted Share Unit awards (RSU) granted on March 15, 2018, March 15, 2019, March 16, 2020, and March 9, 2021 which will be issued as such units vest in accordance with their terms, and excludes 5,500 unvested common shares subject to the 2018 PSU which may be vested upon satisfaction of service-based vesting conditions by the Reporting Person.
Footnote F4
Includes 13,125 unvested common shares subject to the 2020 PSU granted on March 16, 2020 which may be vested upon satisfaction of service-based vesting conditions by the Reporting Person.
Footnote F5
All options are fully vested and exercisable.